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Showing 91 - 100 of 219 results for %22Markets Authority%22

Praemium moves Smartfunds into UAE

KANIKA SOOD  |  MONDAY, 25 JUN 2018
... office move enforced the company's commitment to the region. "This is a significant step forward in the Gulf State markets, as we are one of the very first retail platforms to be established within the DFC," he said. SmartFund's UAE launch comes ...

Macquarie Capital hires Tesla executive

KANIKA SOOD  |  THURSDAY, 21 JUN 2018
... vehicles, distributed energy, and consumer energy, for Macquarie Capital. Macquarie Capital is the corporate advisory, capital markets and principal investment arm of the $382 billion Macquarie Group.

Norway dominates sovereign wealth funds

KARREN VERGARA  |  THURSDAY, 26 APR 2018
... This seemingly reversed in the last year, in part due to the recovery in oil prices, as well as strong growth in emerging markets such as China, it said. Other notable activity in the sector saw Russia's Reserve Fund cease operations at the start of ...

Most investors shun credit ratings: Poll

KARREN VERGARA  |  MONDAY, 26 FEB 2018
... competitiveness. The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act and the European Securities and Markets Authority (ESMA), created in 2011, aim to hold agencies accountable and protect investors, CFR said. ASIC commissioner Cathie ...

APRA announces new executive general manager

EMMA RAPAPORT  |  MONDAY, 11 DEC 2017
... and business planning, accountability and performance reporting processes. McCarthy-Hockey brings extensive financial markets experience including working as chief operating officer, deputy group treasurer at Deutsche Bank London; treasurer, Australia ...

Aussie regtech readies firms for MiFID II

KARREN VERGARA  |  THURSDAY, 9 NOV 2017
... still require LEIs ahead of 3 January 2018, when MiFID II takes effect. According to the European Securities and Markets Authority (ESMA), firms should not trade with counterparties that do not have an LEI as they will not be able to submit valid transaction ...

EQT acquires stake in UK firm

KARREN VERGARA  |  FRIDAY, 13 OCT 2017
... regulator the Financial Conduct Authority and provided the opportunity to grow its fiduciary services in London. "With markets rapidly globalising, Equity Trustees is positioning itself to be a provider of choice for independent, trusted services to ...

UK regulator increases support for new starters

JAMIE WILLIAMSON  |  FRIDAY, 29 SEP 2017
... its concerns around anti-competitive practices among investment consultants referred to the Competitions and Markets Authority for further investigation.

Cromwell withdraws REIT prospectus

ALEX BURKE  |  MONDAY, 25 SEP 2017
... recurring revenues from its funds management business." Cromwell subsidiary Cromwell EREIT Management retains a capital markets licence from the Monetary Authority of Singapore, which it received in August.

UK asset consultants face competition scrutiny

KARREN VERGARA  |  MONDAY, 18 SEP 2017
... the industry. The FCA announced it made a final decision to formally refer its concerns to the Competition and Markets Authority (CMA). There is up to £1.6 trillion of assets under the advice of the 12 largest investment consultants. The FCA said the ...