Search Results | Showing 81 - 90 of 219 results for %22Markets Authority%22 |
| | | ... where investors are demanding highly skilled managers who can generate defensive returns, both in domestic and global markets. "Kate's [Samranvedhya's] significant experience and skill in managing high grade bonds will only add greater depth ... |
| | | | ... two affiliates - UK mid and small-cap equities specialist Tellworth Investments (a former Schroders shop) and emerging markets start-up Pembroke (led by Sanjiv Bhatia, a former Harvard Endowment EM portfolio manager). "[A major] point of establishing ... |
| | | | ... advice scenarios, testing the following competency areas: Corporations Act (emphasis on Chapter 7 - Financial services and markets) Financial advice construction - suitability of advice aligned to different consumer groups, incorporating consumer behaviour ... |
| | | | ... officer at UniSuper, a role he held for three years. He's was also the former chief executive of the Financial Markets Authority in New Zealand, and held leadership positions at NAB, ANZ and law firm Herbert Geer & Rundle (now Thompson Geer). Hughes ... |
| | | | ... really." Condon says he has heard stories of truckloads of cattle being turned away because there are no buyers at the markets. On occasions, prices of cattle have dipped to $200 from $1000 while high-protein cottonseed feed has touched $800 per tonne ... |
| | | | ... 2011 to 2015, she was chief executive of HSBC for Hong Kong. In 2010, HSBC appointed her as head of global banking and markets for Asia Pacific, a role which also oversaw asset management across the region. Prior to HSBC, Fung held a number of roles ... |
| | | | ... to ensure pension schemes pressure the market into providing the best value for members. The Competition and Markets Authority (CMA) is concerned competition problems exist within the UK's investment consultancy and fiduciary management markets. The ... |
| | | | ... hours. The content will test advisers' knowledge of the Corporations Act, particularly around financial services and markets (30%) and the FASEA code of ethics (15%). It will also test advisers' behavioural finance knowledge, such as client and ... |
| | | | ... accounts business and inked a deal with West Australian wealth manager Hartleys. It also signed a five-year contract with CMC Markets Stockbroking to provide portfolio based reporting solutions. Morgan Stanley went live with Praemium's separately ... |
| | | | ... application of advisers' knowledge around the Corporations Act, with an emphasis on Chapter 7 - financial services and markets (30%), and the FASEA code of ethics (15%). It will also test advisers' competency in elements of behavioural finance ... |
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