Search Results | Showing 1 - 10 of 31 results for "new ASIC" |
| | | The federal treasurer has named three new commissioners who will spearhead ASIC for the next five years, as incumbents Danielle Press, Sean Hughes and Karen Chester wrap up their terms. CHOICE chief executive Alan Kirkland, Commonwealth Bank chief risk ... |
| | | | A new ASIC review will force licensees to improve identifying remediation issues and rectify and compensate consumers sooner. The corporate watchdog launched a new consultation with the advice industry to ensure that AFS licensees act efficiently, honestly ... |
| | | | ... that Australians are turning to financial influencers for advice because professional financial advice is too expensive. New ASIC chair Joe Longo spoke at the Association of Financial Advisers' annual national conference. Longo said ASIC is committed ... |
| | | | From October 5 super funds must have stronger internal dispute resolution systems but a new ASIC survey shows many are still overshooting the 45-day deadline for resolving member complaints. The new IDR rules were set out in RG 271 introduced last July. ... |
| | | | ... Australia's largest banks have paid or offered a total of $1.24 billion in compensation to customers, according to new ASIC figures. The funds have been returned to customers who suffered loss or detriment due to fees for no service misconduct or ... |
| | | | ... financial advice sector, ASIC will continue to identify unlicensed advice and take "swift action," against misconduct. "A new ASIC-wide working group will undertake this work," the report read. ASIC warned superannuation funds that it will closely monitor ... |
| | | | ASIC has provided additional guidance on non-transparent active ETFs, which were subject to a review last year. ASIC is asking ETF issuers only rely on publicly available information or a reference price as the input for market making quotes. It has ... |
| | | | ... sit down and think about it," she said. Good time for licensed advisers to stand up Haddan said the code, coupled with new ASIC guidelines, empowers not just independent advisers but those at a licensee. "They now have a powerful voice, to take it to ... |
| | | | A new ASIC report reveals company boards need to apply more focus and urgency to non-financial risk. ASIC's Director and officer oversight of non-financial risk report shows company management operates outside of board-approved risk appetites for ... |
| | | | Treasury has released draft legislation on enhancing ASIC's powers, including allowing the regulator to tap the phones of those under investigation. The new legislation follows on from the ASIC Enforcement Review Taskforce which made a number of recommendations ... |
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