Search Results | Showing 81 - 90 of 455 results for "Independence" |
| | | ... team as we grow our distribution footprint and seek to partner with talented investment managers looking for greater independence and alignment, in order to focus on what they do best - investing," Cubbin said. Fidante Partners FUM fell 11% to $56 billion ... |
| | | | ... resilience with an outlook for growth," Xiradis said. "Sectors like Resources (including Rio Tinto, BHP, OZ Minerals and Independence Group), Consumer Staples (like Woolworths), Consumer Discretionary (such as JB Hi-Fi), Health Care (like CSL and ResMed) ... |
| | | | ... impartially and manage conflicts e.g. preference for funds offering discounts over formal and objective criteria, lack of independence of research teams and associated governance," FCA director of supervision - life insurance and financial advice Debbie ... |
| | | | ... meets competency and expertise standards. Auditors from around the country suffered blows after they failed to meet independence and auditing standards, and failed to comply with CPD requirements. Queensland based auditor Ken Hacker was disqualified ... |
| | | | ... period, not just a fact find and SOA. In relation to ongoing consultation around advice fee consents and disclosure of independence, ASIC has said it will accept informal feedback and grant extensions to those still wishing to make a submission. Submissions ... |
| | | | ... draft recommendations for advice fees are adopted. The purpose, ASIC said, is to ensure financial advisers' lack of independence is brought to the clients attention through a prominent disclosure. Advisers will also need to seek express written authority ... |
| | | | ... everyday Australians. The AFA released its submissions to Treasury on ongoing fee arrangements and disclosure of lack of independence, advice fees in super and strengthening breach reporting. "The AFA is concerned that what has been proposed with annual ... |
| | | | ... affiliates have achieved and we have structured the transaction to ensure that its affiliates have the right mix of independence and support to continue building on their strong track records," she said. Legg Mason's investment affiliates - including ... |
| | | | ... our growing audit practice will be able to better engage with our existing clients, and it also enables increased independence through audit partner rotation," McGowan said. Apolloni's appointment in Wollongong takes the local practice's partners to ... |
| | | | ... SMSFs," the regulator said. "The actions arose following ASIC concerns about failures to meet requirements including independence standards and auditing standards, failing to comply with Continuing Professional Development (CPD) requirements and otherwise ... |
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