Search Results | Showing 51 - 60 of 93 results for "Compliance Committee" |
| | | ... ongoing service fees to clients that had died. Referring to a document from a December 2015 CBA risk and compliance committee meeting, Senior Counsel Assisting Michael Hodge outlined three instances including one in which a client had passed away in ... |
| | | | ... ongoing service fees to clients that had died. Referring to a document from a December 2015 CBA risk and compliance committee meeting, Senior Counsel Assisting Michael Hodge told the Commission of an instance in which service fees were charged to a client ... |
| | | | ... announced the appointment of non-executive director Robin Burns. Burns is currently a member of PIMCO Australia's compliance committee. He is also a non-executive director and chair of the risk and compliance committee at payment platform Indue. Burns ... |
| | | | A Parliamentary Joint Committee on life insurance said it is "not convinced" the industry can sufficiently self-regulate and is recommending the co-regulatory approach foreshadowed by ASIC. In its final report, the PJC on Corporations and Financial ... |
| | | | ... about service fees before they are incurred. It also asks for an independent body called the Banking Code of Compliance Committee (BCCC) which will monitor compliance with the code, investigate breaches, and apply sanctions. The code, when signed by ... |
| | | | ... Natalie Alford, responsible for risk reporting to the chief executive, the board, and the audit, risk and compliance committee. She will also support the on-going development of Equip's risk management framework and would promote, oversee and support ... |
| | | | ... with overseeing the implementation of the Life Insurance Code of Practice. Anne Brown joins the Life Code Compliance Committee (LCCC) while also serving as a member of ASIC's markets disciplinary panel and a non-executive director of the Clean Energy ... |
| | | | ... replacing Vaughan Webber who will retire as a non-executive director and chair of the platform's Audit, Risk and Compliance Committee. Rogan has worked in various executive financial services roles across MLC, NAB and Challenger Group. He was most recently ... |
| | | | ... Management, Perpetual Equities Investment Company and Hunter Water. Feldmanis will chair the audit, risk and compliance committee while Knight will join the audit, risk and compliance committee and the nominations and remuneration committee. FIIG Securities ... |
| | | | ... firm and remains as a consultant. He currently serves as chair of the AMP Capital Managed Investment Schemes Compliance Committee and was also the chair of AMP Capital China Growth Fund Advisory Committee. The three appointees will also become members ... |
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