Search Results | Showing 41 - 50 of 5409 results for "Regulatory" |
| | The UK's Financial Conduct Authority (FCA) is cracking down on finfluencers as more financial services firms turn to social media to promote products and services. The financial services regulator is aiming to get on top of firms that illegally promote ... |
| | | ... February 20. The transaction is expected to close in Q2 CY24 and is subject to customary closing conditions, including regulatory approvals. HMC Capital said the acquisition is consistent with its strategy to establish new growth platforms in digital ... |
| | | ... trustees. We are grateful to have advised clients on a broad range of matters, including successor fund transfers, regulatory change and investigations, and material service provider contracts." Melbourne-based QMV Legal also comprises senior regulatory ... |
| | | ... infrastructure for crypto companies and encouraging banks to adopt on-chain monitoring of transactions are part of Zeng's regulatory wish list. As a director of Blockchain Australia, Australia's peak Blockchain industry body, Zeng identified ... |
| | | The Australian Securities and Investments Commission (ASIC) has commenced the first prosecution action against a director for failing to comply with the obligation to have a director identification number (director ID). ASIC did not name the director ... |
| | | ... Stakeholders have until May 15 to file a submission. The new inquiry builds on Treasury announcing a review of the regulatory framework in the October 2022-23 Budget. This was followed by opening consultations to shake up the $2.7 trillion managed investment ... |
| | | ... work, no doubt about it." However, while Longo admitted there are plenty of new challenges companies are facing - think regulatory settings, mandatory climate disclosure, cybersecurity, and AI - directors who are focused on doing the right thing shouldn't ... |
| | | The Australian Charities and Not-for-profits Commission (ACNC) announced it will focus on the misuse of complex corporate structures this year. ACNC commissioner Sue Woodward said the commission is "becoming increasingly concerned about the misuse of ... |
| | | The Australian Securities and Investments Commission (ASIC) has banned Brian Jacques Creigh from providing financial advice or being involved in a financial services business. Creigh is the director of Panacea Capital. He operated the Panacea Capital ... |
| | | ... law," he said. "That is, you have the appropriate licences - and that you conduct your business in accordance with the regulatory obligations that apply at any point in time. "Where we see misconduct, including where we assess you as needing a licence ... |
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