Search Results | Showing 41 - 50 of 2510 results for "Regulation" |
| | ... a suitable training ground for holistic advisers. "Whatever we do with super funds has to have tight governance and regulation around the scope of advice, how it's charged and the qualifications of those providing it," Jones said. "So, narrower scope ... |
| | | ... collapse of regional banks, APRA says. APRA chair John Lonsdale boasted about confidence in Australia's prudential regulation in contrast to a series of regional bank failures such as Silicon Valley Bank and the collapse of Credit Suisse. "It was ... |
| | | The Securities and Exchange Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions ... |
| | | ... and technology flowed into the results. "Given the significant ongoing investment required in technology, risk and regulation, it is no surprise that cost management will be high on all banks' agendas," he said. Garland noted that strategic challenges ... |
| | | ... that information given to the public by trustees must align with information provided to the Australian Prudential Regulation Authority (APRA). The ASIC Class Order [CO 14/541] was first launched in 2013 and aims to provide relief from this section of ... |
| | | APRA deputy chair Margaret Cole has sounded the alarm on gaps in superannuation trustees' plans to assist the "tidal wave of fund members" heading toward retirement. At the Australian Financial Review's Super and Wealth Summit today, Cole outlined ... |
| | | Life insurers and superannuation funds continue to pin systemic issues on administrative and legacy systems that have drawn customer complaints and, in some cases, led to large compensation payouts, according to the Australian Financial Complaints Authority ... |
| | | ... added that Stone's appointment comes amid ongoing demand for private credit in Australia, driven by increased banking regulation and a desire by growing businesses to secure flexible, pragmatic financing solutions. "Combining David's real estate experience ... |
| | | ... robust regulatory framework." However, Kraken Australia managing director Jonathon Miller outlined concern regarding the regulation potentially ignoring nuances of technology like NFTs. "I'm hopeful that we can work collaboratively with the government ... |
| | | ... and whether we've acted on." However, Peacock refuted his remarks and said the firm's voluntary offer of self-regulation and the suite of proposals have no teeth. "They offer no transparency, and none of the obligations that exist for the hundreds ... |
|