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| | | ... pressure on ANZ's share price. He added that the fine was needed to "deter similar actions." Meanwhile, ASIC deputy chair Karen Chester said the fine confirms the paramount importance of continuous disclosure. "The penalty and remarks from the Judge ... |
| | | | ... initiated and carried out is "suspicious." It came on the back of a "spidey-sense" email exchange between ASIC deputy chair Karen Chester and Bronte Capital founder John Hempton. Mawhinney has previously called on the Senate Economics Committee to investigate ... |
| | | | ... time, including head of client services and senior manager of business program management. Superhero has also appointed Karen Arndell to the role of lead customer operations for both Australia and New Zealand. Arndell joins from HUB24, where she previously ... |
| | | | ... be at our best for our customers, partners and people," he said. Further, AIA's recently appointed chief underwriter Karen Janes will now also assume responsibility for the new business administration function. AIA said the move will enhance the ... |
| | | | ... said. The decision has been hailed a landmark win for ASIC, which first brought the case to court in 2018. ASIC deputy chair Karen Chester said the decision reaffirms ASIC's long-standing expectation that an issuer of securities must disclose material ... |
| | | | ... mistakes, but also very costly for firms who have to re-do remediations and repair reputational damage," ASIC deputy chair Karen Chester said. "Going forward, while ASIC will generally not oversee remediation programs, we will consider regulatory action ... |
| | | | ... commenced proceedings against the distributor of an investment product and an issuer of a credit product," ASIC deputy chair Karen Chester said. "We have further stop orders under consideration and several other DDO-related investigations underway, including ... |
| | | | ... named three new commissioners who will spearhead ASIC for the next five years, as incumbents Danielle Press, Sean Hughes and Karen Chester wrap up their terms. CHOICE chief executive Alan Kirkland, Commonwealth Bank chief risk officer for institutional ... |
| | | | ... divert the resources of ASIC". Among them, Mayfair wants access to encrypted messaged exchanged between ASIC deputy chair Karen Chester and Bronte Capital founder John Hempton. Investigations by The Australian recently found it was an email from Hempton ... |
| | | | ... Hempton, founder and chief investment officer of hedge fund Bronte Capital, that was sent directly to ASIC deputy chair Karen Chester may have been what triggered the regulator's investigation. Chester and Hempton previously worked together at the ... |
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