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Showing 61 - 70 of 107 results for %22Australian Financial Services Pty Ltd%22

WA adviser receives jail sentence and reparations

RACHEL DAVIS  |  MONDAY, 5 SEP 2011
... ASIC. A reparation order of $1.7 million was also made. On 26 September 2008, ASIC suspended the Australian financial services (AFS) licence of Concentric Wealth Management (CWM) following the appointment of a receiver and manager. Mr Mark Travis Goldenberg ...

Adviser sentenced to 8yrs imprisonment

ELISE BURGESS  |  FRIDAY, 29 OCT 2010
... representative of LFG Services revoked in 2007 for "failing to comply with the provisions of LFG Services' Australian financial services licence". He will be eligible for parole after serving one third of his sentence.

OC Funds unveils distribution strategy, appoints Purpura

ELISE BURGESS  |  MONDAY, 16 AUG 2010
... mandates from interested parties so there will be a lot happening on that front," he said. OC Funds is a privately owned Australian equity specialist that offers four managed funds specialising in Premium, Concentrated, Dynamic, 200 funds and now separate ...

ASIC slaps six year ban for MIS fraud

ASIC RELEASE  |  MONDAY, 24 AUG 2009
... registered but was not. West carried on a financial services business while not being the holder of an Australian financial services licence, and did not provide a product disclosure statement in connection with making offers to retail clients to issue ...

Countplus buys first Sydney practice

COMPANY RELEASE  |  FRIDAY, 3 JUL 2009
... proximate to North Sydney's CBD district, this accounting and financial planning business has a client mix that includes Australian branches or subsidiaries of multi-national corporations, SMEs, business owners and high net wealth individuals. MBT does ...

Broker gets permanent ban from ASIC

COMPANY RELEASE  |  THURSDAY, 25 JUN 2009
... breached a financial services law by carrying on a financial services business while not holding an Australian Financial Services Licence. "ASIC will not hesitate to ban individuals who disregard their obligations under the Corporations Act 2001. The ...

Charged for no AFSL

ASIC RELEASE  |  TUESDAY, 14 APR 2009
... Queensland directors who dealt in financial products, including Westpoint promissory notes, without an Australian financial services licence (AFSL). Barry William Silver, of Arundel, Robert Peers Button (also known as 'Bob Button') of Currumbin Waters ...

Another super buy for Snowball

RUTH LIEW  |  THURSDAY, 2 APR 2009
... the corporate super business of Thornton Group - marking the financial services firm's continued buying spree. In an Australian Securities Exchange statement yesterday, Snowball announced it had acquired the corporate super arm of Thornton, which has ...

CORRECTION: Snowball expands corp super

MICHAEL HOBBS  |  WEDNESDAY, 4 MAR 2009
... director. "[It] also reflects our desire to be recognised as the pre-eminent provider of corporate super solutions to Australian companies and their employees." McDonald said Snowball had the edge over some of its competitors because the business is ...

DKN buys Bigger businesses

RUTH LIEW  |  THURSDAY, 12 JUN 2008
... Financial Group has snapped up Bigger Financial Planning and Bigger Accounting. According to a statement released to the Australian Securities Exchange, DKN secured the two businesses via its equity partner MQ Planning Pty Ltd. Bigger Accounting has ...