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Showing 31 - 40 of 107 results for %22Australian Financial Services Pty Ltd%22

Australian Ethical buys ethical investment publication

JAMES FERNYHOUGH  |  WEDNESDAY, 2 APR 2014
Ethical fund manager and superannuation fund Australian Ethical has bought online magazine Ethical Investor from previous owner Lifecraft Pty Ltd. The magazine, founded in 2001 as a print publication, will retain its current editor Ross Kendall. Australian ...

ASIC accepts EU from forex broker over prohibited IMA

STAFF WRITER  |  TUESDAY, 25 FEB 2014
... an individually managed account (IMA) which was a managed discretionary account (MDA). Forex FS's Australian financial services (AFS) licence prohibits it from offering a MDA service to retail clients except through a registered managed investment scheme. ...

ASIC cancels Capital Advisers' licence

LAURA MILLAN  |  THURSDAY, 13 FEB 2014
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian Financial Services (AFS) licence of Capital Advisers. The regulator also cancelled Capital Advisers' Australian credit licence following concerns that the group ...

Bankrupt adviser gets nine month ban

STAFF WRITER  |  TUESDAY, 3 DEC 2013
The Australian Securities and Investments Commission (ASIC) has banned a Queensland-based financial adviser from providing financial services after becoming an undischarged bankrupt. Alistair Frank McCreath, of the Sunshine Coast, has been banned for ...

ASIC cancels Perth stockbroker's licence

JAMES FERNYHOUGH  |  THURSDAY, 1 AUG 2013
Perth securities dealer Stellar Securities Pty Ltd has lost its Australian financial services licence (AFSL) over compliance issues. The Australian Securities and Investments Commission (ASIC) found Stellar Securities had failed to comply with conditions ...

ASIC sends warning to property spruikers

JAMES FERNYHOUGH  |  THURSDAY, 16 MAY 2013
The Australian Securities and Investment Commission (ASIC) has revoked the credit licence of Money Choice Pty Ltd after an investigation found the company had failed to comply with credit laws. The Melbourne-based company's director, Matthew George ...

ASIC warns planners, be careful who you hire

JAMES FERNYHOUGH  |  TUESDAY, 7 MAY 2013
... advisers. The warning follows a string of actions against licensees for failing to comply with their Australian financial services (AFS) licences. One result of this is that representatives implicated in ASIC's crackdown, are seeking employment with ...

Radar Results creditors meeting to go ahead

ALICE URIBE  |  MONDAY, 15 APR 2013
... books and records, the remuneration for the liquidators and a statement to the creditors from one of the directors. The Australian Securities and Investments Commission (ASIC) notice of the meeting of creditors advised that creditors wishing to attend ...

Securities dealer scales back after ASIC review

LAURA MILLAN  |  THURSDAY, 4 APR 2013
... Securities and Investments Commissions (ASIC) found it had failed to comply with conditions of its Australian Financial Services licence (AFSL). The Queensland-based dealer promoted a range of investment education and financial markets trading and modelling ...

Former Astarra director permanently banned from fin services

LAURA MILLAN  |  THURSDAY, 7 MAR 2013
The Australian Securities and Investments Commission (ASIC) announced today that it has permanently banned former Astarra Asset Management director Eugene Liu from providing financial services for failing to comply with financial services laws. Liu ...