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Showing 91 - 100 of 107 results for %22Australian Financial Services Pty Ltd%22

ASIC bans unlicensed advisers

... superannuation funds to dissatisfied superannuation fund members. At the time Manito did not hold an Australian financial services licence. ASIC deputy executive director of enforcement Allen Turton said "people need to check that they are getting advice ...

Unlicensed company stopped from issuing securities

... (Ameya) from offering financial products and conducting a financial services business without an Australian financial services licence (AFSL) after the company was caught advertising 'risk free' returns of 10 per cent per annum on loans provided to it. ...

ASIC drops receiver bid on Kaye emprie

AAP  |  TUESDAY, 30 MAR 2004
The Australian Securities and Investments Commission (ASIC) has dropped court moves to appoint a receiver to manage the assets of property broker Henry Kaye after an agreement between Mr Kaye and a liquidator. Liquidators of Mr Kaye's two collapsed ...

ASIC takes action against company directors

... restrained Mr Camiolo from providing any financial services until he successfully applied for and Australian Financial Services Licence. It also placed Mr Camiolo's companies into liquidation.

Three months to go as ASIC fast tracks AFS licence applications

... provide certainty for industry and ensure there will be a smooth transition." Today also marks the beginning of the Australian Securities and Investments Commission's (ASIC) three-month fast track program, for which the regulator has set up a department ...

Piet Walters appears on further ASIC charges

... Piet Cornelius Walters has appeared before the Cairns Magistrates Court on a further 12 charges brought forward by the Australian Securities and Investments Commission (ASIC). The new charges allege that Mr Walters engaged in dishonest conduct in relation ...

ASIC issues urgent insurance warning to Cootamundra Insurance clients

The Australian Securities and Investments Commission (ASIC) is urging those who arranged insurance policies through Cootamundra Insurance Consultants in Cootamundra, NSW or Insurance Made Easy in the Lennox Heads area of NSW to contact their insurance ...

Standard & Poor's announces additions to the S&P/ASX Indices

... Group Ltd (SGN) would be added to the S&P/ASX 200 Index. The additions will take place as a result of Bank of Western Australian Ltd (BWA) being removed from the S&P/ASX indices at the close of trade on 26 August, pending court approval of its merger ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

... licence: Compliance with Policy Statement 164, aimed at small businesses applying for, or holding, an Australian financial services (AFS) licence. ASIC said the statement suggests measures that may be appropriate for a small business to have in place ...

ASIC obtains undertakings following Federal Court proceedings

... their wealth through investment in property. However, Mr Kaye, NII and Novasource do not hold an Australian Financial Services Licence (AFSL) to give financial product advice, as required by ASIC. Following Court-ordered mediation in front of a District ...