Search Results | Showing 31 - 40 of 59 results for %22Rowena Orr%22 |
| | ... Strait Islander people and financial services providers, wrapped up in Darwin last Friday. Senior Counsel Assisting Rowena Orr said in her closing remarks that the next round will focus on the broader superannuation industry, but will delve further into ... |
| | | ... decided to cancel the policy, she said Let's Insure was relentless with the phone calls. Senior Counsel Assisting Rowena Orr asked: "And in your statement you say that sometimes they called you day after day and sometimes once a week?" "Well, they ... |
| | | ... came in a close second (32%). Flaws in vertically integrated models were a key takeaway as Senior Counsel Assisting Rowena Orr wrapped up the Royal Commission's grilling of advice industry giants on April 30. Orr argued that planners working from approved ... |
| | | ... of it, especially for financial planning." ASIC was recently asked about its resourcing by Senior Counsel Assisting Rowena Orr during the Royal Commission. The regulator's senior executive leader - financial advisers, Louise Macaulay, was asked about ... |
| | | ... placing higher expectations on the qualifications of its advice professionals after last month, senior counsel assisting Rowena Orr revealed that only 35% of all financial advisers have completed a bachelor degree or above. Financial planners looking ... |
| | | ... penalising misconduct. In closing the Royal Commission's inquiry into financial advice on Friday, Senior Counsel Assisting Rowena Orr said the testimonies provided by the Financial Planning Association of Australia, the Association of Financial Advisers ... |
| | | One of the key points made by Senior Counsel Assisting Rowena Orr at the end of the financial advice Royal Commission was that vertical integration of advice licensees and platform providers carries systemic risk. Orr said that licensees using approved ... |
| | | ... practice of heavily negotiating enforceable undertaking outcomes with financial advice licensees. Senior Counsel Assisting Rowena Orr asked ASIC senior executive leader - financial advisers, Louise Macaulay, why ASIC did this instead of "exercising its ... |
| | | ... explaining the professional body aspires to play a bigger role in regulating the industry. Senior Counsel Assisting Rowena Orr unearthed the AFA's passive approach to disciplining and monitoring members' misconduct and why it doesn't receive ... |
| | | ... through which Maxwell Henderson runs its custom MDA offering. During Henderson's testimony, Senior Counsel Assisting Rowena Orr outlined that about 70% of Henderson Maxwell's total clients and about 84% of its total funds under advice are managed through ... |
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