Search Results | Showing 101 - 110 of 304 results for %22Peter Kell%22 |
| | | ... The regulator did not identify the companies responsible for specific figures, partly because, as ASIC deputy chair Peter Kell explained, standards of claims reporting are different between insurers; in fact, he said there is "next to no information ... |
| | | | ... appears to have seen the highest denial rates, with an average rate of 16%. Part of the problem, as ASIC deputy chair Peter Kell explained in a teleconference following the report's release, is that standards of claims reporting are different between ... |
| | | | ... independence, is critical in order for consumers to make confident and informed financial decisions," ASIC deputy chair Peter Kell said. "This action puts the financial services sector on notice that ASIC is serious about tackling the inappropriate use ... |
| | | | ... reporting obligations very seriously and we do not tolerate advisers who do not meet our standards." ASIC deputy chairman Peter Kell said: "This outcome shows that ASIC expects employees who are providing financial services to maintain high standards ... |
| | | | ... accounting services of RS Capital for a period of two years at a cost of $2200. Commenting on the case, ASIC deputy chairman Peter Kell said: "Accuracy in advertising is integral to maintaining consumer trust and confidence in the SMSF sector. Such conditions ... |
| | | | ... enhance his reputation to clients and create an illusion that he was a highly successful trader." ASIC deputy chair Peter Kell said: "Dishonesty by any financial adviser will not be tolerated by ASIC. We will investigate and prosecute instances of dishonesty ... |
| | | | ... ASIC will take action against financial advisers who do not comply with their obligations," said ASIC deputy chair Peter Kell. Elsewhere, an ASIC investigation has resulted in a former Sydney investment banker being charged. Darren Wayne Thompson pleaded ... |
| | | | ... statements and auditor reports with ASIC to demonstrate their capacity to provide financial services," ASIC deputy chair Peter Kell said. "Failure to comply with reporting obligations can be an indicator of a poor compliance culture. ASIC won't hesitate ... |
| | | | ... be permanently banned as a result of his convictions involving dishonest and fraudulent conduct. ASIC commissioner Peter Kell said Hill's misconduct was very serious: "ASIC will ban people from the finance industry who act dishonestly and place personal ... |
| | | | ... services or credit laws will result in action by ASIC to remove them from these industries," said ASIC commissioner Peter Kell. |
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