Search Results | Showing 141 - 150 of 305 results for %22Peter Kell%22 |
| | | ... potentially significant risks that a double geared investment strategy might pose to investors," ASIC deputy chair Peter Kell said. "However, given the clear need for better standards, ASIC will continue to monitor the margin lending sector. Should we ... |
| | | | ... down on behaviour like this goes to the heart of maintaining consumer trust and confidence," said ASIC deputy chair Peter Kell. "The banning of Mr Cheung demonstrates ASIC's Wealth Management Project is identifying and tackling this kind of fraudulent ... |
| | | | ... insurance, and they should make sure this cover measures up with our requirements in RG 126," said ASIC deputy chair Peter Kell. "ASIC will follow up with surveillance of advice licensees' PI insurance and if we find problems we will take enforcement ... |
| | | | ... clients ahead of his own when he knew there was a conflict between his and the clients' interests. ASIC deputy chair Peter Kell said financial advisers must put their clients' interests ahead of their own. "Super switching that provides little benefit ... |
| | | | ... Promoted benefits of a product must be consistent with what the product will in practice provide." said ASIC deputy chair Peter Kell. Direct income protection insurance can be sold through advisers and some superannuation funds, but due to increasing ... |
| | | | ... processes to apply discounts, waivers and other concessions involve inherent compliance risks," ASIC deputy chairman Peter Kell said. |
| | | | ... returned to the position they would have held if it were not for the breach occurring at all," said ASIC deputy chair Peter Kell. PSA holders will be issued letters informing them of the current situation. |
| | | | ... significant financial decision. Consumers should not be misled by advertising, including online," said ASIC deputy chair Peter Kell. "ASIC considers that terms such as 'free' convey a strong impression to consumers and should not be used where there ... |
| | | | ... designed to do, in order to ensure that customers don't pay for something they don't need," said ASIC deputy chair Peter Kell. "In this case, Westpac customers may have been paying for insurance cover they did not need, either because it covered risks ... |
| | | | ... submissions that have come into that. But the timing is something you have to consider carefully. When the Howard Government and Peter Costello did this it did take around about, Peter tells me, 18 months from start to finish through going through the ... |
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