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Showing 1 - 10 of 1717 results for "Disclosure"

ASIC issues warning over scammers using fake AFSLs

ELIZA BAVIN  |  FRIDAY, 3 MAY 2024
... businesses, often those without a website or digital footprint. The regulator said scammers are mirroring real businesses' disclosure documents, addresses, International Securities Identification Numbers (ISINs), Australian business numbers (ABNs) and ...

Chief member officer leaves Insignia Financial

JAMIE WILLIAMSON  |  WEDNESDAY, 1 MAY 2024
... of Anne Coyne. Coyne was first appointed to the role in January 2023, following close to two years in governance and disclosure roles with the firm. Prior, she spent about 14 years with MLC working in the Office of the Trustee. A spokesperson for Insignia ...

The risks and opportunities in advice: SIAA

KARREN VERGARA  |  TUESDAY, 30 APR 2024
... includes streamlining ongoing fee renewal and consent requirements, including removing the requirement to provide a fee disclosure statement. Gregory oversees a team of 165 advice professionals nationally and has plans to recruit more members. "We are ...

Perpetual confirms KKR acquisition talk

JAMIE WILLIAMSON  |  MONDAY, 29 APR 2024
... that any transaction would proceed... Perpetual will continue to keep the market informed in-line with its continuous disclosure obligations," it said. It added that the exclusivity expires on May 7 and the market can expect a further update on May 8. ...

Auditors lambast mandatory climate reporting requirements

ELIZA BAVIN  |  TUESDAY, 23 APR 2024
... Joe Longo said growing interest in environmental, social, and governance issues had driven the need for more thorough disclosure requirements but said the phased rollout should give companies ample time to prepare. "This is a transformational issue for ...

ASIC challenges court ruling in Finder Wallet crypto case

ANDREW MCKEAN  |  THURSDAY, 11 APR 2024
... Wallet. The corporate watchdog claimed that Finder Wallet provided unlicensed financial services, breached product disclosure requirements, and failed to comply with design and distribution obligation for its now defunct crypto-asset related product ...

ASIC wins greenwashing case against Vanguard

JAMIE WILLIAMSON  |  THURSDAY, 28 MAR 2024
... about $1 billion in funds under management. The claims were made via a variety of mediums, including in 12 product disclosure statements, a media release about the fund's launch, statements on its website, a Finance News Network interview featuring ...

Tranche one of advice reforms hits parliament

KARREN VERGARA  |  WEDNESDAY, 27 MAR 2024
... reforms will streamline ongoing fee renewal and consent requirements, including removing the requirement to provide a fee disclosure statement. This was under Recommendation 8 from the QAR. Under Recommendation 10, personal advice providers should have ...

ASIC's harsh words to directors: 'It's not meant to be easy'

ELIZA BAVIN  |  FRIDAY, 22 MAR 2024
... Longo admitted there are plenty of new challenges companies are facing - think regulatory settings, mandatory climate disclosure, cybersecurity, and AI - directors who are focused on doing the right thing shouldn't face any issues. "It's not impossible ...

ASIC extends ETF class order

KARREN VERGARA  |  TUESDAY, 19 MAR 2024
... limit redemptions and provide certain information to authorised participants only, and modifications to the ongoing disclosure requirements for responsible entities and corporate directors. It also provides relief for relevant interest provisions for ...
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