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Showing 111 - 118 of 118 results for "SIS Act"

ASIC bans accountant for good

... chance he could provide sound financial services to third parties. ASIC also found he was in breach of sections of the SIS Act when he was a director of Bridlington Nominees. Bridlington was the trustee of the Osborne Superannuation Fund. During his ...

Man convicted over early release super scheme

... access their superannuation money early for a commission after making false and misleading statements to them. Under the SIS Act 1993 these people were not eligible to release their superannuation early as they had not reached the retirement age and ...

APRA ousts trustee of Melbourne super fund

... Superannuation Fund after the trustee was found to be operating the fund not in compliance to the requirements of the SIS Act. APRA discovered the funds non-compliance by way of its dissolution scheme for superannuation funds that cannot be contacted. ...

UniSuper Trustee investigated by ASIC on disclosure and complaints handling

... fund will engage an external compliance auditor to review its disclosure and complaints handling procedures under the SIS Act and Corporations Act 2001 and publish a disclosure statement on the fund's website. UniSuper will also provide its TI/PD members ...

APRA disqualifies four former super trustees

... formal investigation into the fund, which was still ongoing but had already uncovered multiple suspected breaches of the SIS Act by the former trustee company.

APRA disqualifies ex-Colors superannuation trustee

... of a trustee at a time when it was in serious contravention of the Superannuation Industry (Supervision) Act 1993 (the SIS Act) and (without any finding of dishonesty) that she failed the 'fitness and propriety' test required by the SIS Act. Mlikota ...

APRA suspends Host-Plus superannuation trustee for 120 days

... trustee status. "The application, if made, would be assessed as any other application for approval as a trustee under the SIS Act and would include consideration of the resources available to the trustee, its structure and the fitness and propriety of ...

APRA disqualifies two more superannuation trustees

... entity at a time when the trustee was in serious contravention of the Superannuation Industry (Supervision) Act 1993 (SIS Act), and that they failed the 'fitness and propriety' test required by the SIS Act." Both were former trustee directors of the ...