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Showing 61 - 70 of 7314 results for %22Trade%22

ASIC permanently bans adviser who stole client funds

JAMIE WILLIAMSON  |  MONDAY, 8 JAN 2024
... Financial Services as its head of retail and institutional broking. Before that, he was also a senior executive within ANZ's E*Trade Australia business, later rebranded to ANZ Share Investing. Pagliaccio has the right to appeal ASIC's decision.

Court finds Canna Campbell infringed trademark

KARREN VERGARA  |  MONDAY, 8 JAN 2024
Financial adviser and finfluencer Canna Campbell was found guilty of infringing the trademark "Financial Foreplay" in her podcasts. The Federal Circuit and Family Court of Australia determined that the founder of SugarMamma TV and SASS Financial used ...

IG appoints institutional sales manager

ANDREW MCKEAN  |  TUESDAY, 19 DEC 2023
... in the region. Before that, Wood spent seven years at Saxo Capital Markets Australia, following his role in Autobahn FX Trade Support at the UK offices of Deutsche Bank, where he moved after starting his career as a Treasury Dealer at Bank One in 2002 ...

Prime Super appoints new custodian

ANDREW MCKEAN  |  TUESDAY, 19 DEC 2023
Prime Super has appointed Citi Securities Services as its new custodian after a seven-month search, breaking ties with NAB Asset Servicing (NAS) as it plans its exit. The $6.7 billion industry fund's decision to award the new mandate to Citi Securities ...

EQT operations, finance chief steps down

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... financial officer of AWB. He also held a number of leadership roles at ANZ Bank in the areas of corporate banking, international trade finance and investor relations. Gentry will remain in the business for six months to support an effective transition ...

Former adviser misled ASIC during investigation: Court

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... Trinus Impact Capital, and ASAF Critical Metals and its local, now defunct subsidiary Aus Streaming. Ridgway facilitated the trade of unlisted shares between his clients at significantly different prices. He then used the price margin for his own purposes ...

Citi broadens custody offering

ANDREW MCKEAN  |  MONDAY, 18 DEC 2023
Citi Securities Services has introduced capabilities to support dual-access exchange-traded funds (ETFs), affording investors the flexibility to access funds via an exchange or unlisted distribution channel. The global custodian now distinguishes itself ...

ASIC takes action on EverBlu, director

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... his private company Anglo Menda to lend funds to EverBlu clients, in breach of EverBlu's personal dealing policy, to trade in Creso shares. This included lending Tyson Scholz or the ASX Wolf, a former finfluencer and EverBlu client, more than $7 ...

Morningstar reveals Australian equities upgrades, downgrades

ANDREW MCKEAN  |  FRIDAY, 15 DEC 2023
... universe. "We like Perpetual's straightforward, disciplined, and diligent process. The focus is on high-quality names that trade at reasonable valuations with considerable upside," Morningstar said. "However, Perpetual's value and quality bias and this ...

Local investors continue to flock to ETFs: VanEck

ANDREW MCKEAN  |  THURSDAY, 14 DEC 2023
VanEck's latest annual investor survey has found that despite volatility, most Australian investors are set to increase their investments in exchange-traded funds (ETFs) within the next six months. Additionally, around 50% of investors intend to boost ...