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Showing 61 - 70 of 679 results for %22Australian Dealer Group%22

Licensee faces hefty remediation bill

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
Australian financial services license holder ClearView Financial Advice has been hit with a remediation bill for $730,000. ClearView's review and remediation program for over 200 clients who received poor life insurance advice resulted in the figure. ...

Dealer group to fight grandfathered commissions ban

ELIZABETH MCARTHUR  |  FRIDAY, 13 SEP 2019
Lifespan Financial Planning has thrown its financial support behind the fight to retain grandfathered commissions. It has contributed $10,000 to the Adviser Regulatory Fund set up by the Association of Independently Owned Financial Professionals to ...

Vanguard hires PM Capital sales director

KANIKA SOOD  |  WEDNESDAY, 11 SEP 2019
... intermediary sales for its new range of actively-managed funds, which opened its first two fundamentally-managed funds to Australian investors yesterday. Noone joined PM Capital in 2017 as a sales director, taking responsibility for distributing the ...

Dealer group buys bank advice arm

ELIZABETH MCARTHUR  |  MONDAY, 17 JUN 2019
An ASX-listed advice group has paid $3.5 million to acquire the financial planning business of an Australian bank. MyState today announced it has entered into a sale agreement with Fiducian for the acquisition of the bank's retail financial planning ...

Dealer group strengthens executive lineup

JAMIE WILLIAMSON  |  MONDAY, 3 JUN 2019
A financial advice dealer group has appointed two new group executives to its leadership team. Centrepoint Alliance has appointed a new group executive of advice, and group executive of advice services and solutions. Paul Cullen has been named the group's ...

The case for tax deductible advice

JAMIE WILLIAMSON  |  MONDAY, 3 JUN 2019
... audiences: consumers, advisers and licensees." XY Adviser co-founder Clayton Daniel confirmed Synchron as one of the supporting dealer groups. It's a sentiment also shared by Announcer Group managing director Andrew Rocks. "If the government wants ...

Advice dealer group shutters

HARRISON WORLEY  |  FRIDAY, 31 MAY 2019
... revealed Spectrum will close earlier than originally intended as it can no longer meet a "key person" requirement of its Australian Financial Services License, following the departure of a number of personnel within its financial services business. "Spectrum ...

Former OneVue exec joins listed fund manager

ELIZABETH MCARTHUR  |  MONDAY, 27 MAY 2019
... and also head of sales at Philo Capital Advisers. Announcing the appointment, Clime said Karrasch has good reach across dealer groups and is respected across the financial adviser community, which will help the fund manager achieve its goals. "It's an ...

Nikko AM adds BDM

JAMIE WILLIAMSON  |  TUESDAY, 21 MAY 2019
... Reporting to Nikko AM's head of wholesale Rob Bluzmanis, Casey will focus on delivering the fund manager's Australian equities offering to independent financial advisers and growing dealer groups. Casey was a business development manager at Lonsec ...

ANZ provides update on wealth sale

ELIZABETH MCARTHUR  |  MONDAY, 13 MAY 2019
... contractual update does not change ANZ's position of continuing to monitor IOOF's response to matters raised by the Australian Prudential Regulation Authority (APRA) before making a decision about the final transfer of the business. This comes after ...