Search Results | Showing 51 - 60 of 5703 results for %22trading%22 |
| | | A former BlackRock executive will take the helm at Stake as the trading platform's co-founder Matt Leibowitz steps down from the post. Jon Howie, who joined Stake in August as chief commercial officer, has been promoted to the top job. Before Stake ... |
| | | | ... Americans can now access a spot Bitcoin ETF legally and compliantly, rather than through futures, cash-settled products, or trading derivatives. Global X senior product and investment strategist David Tuckwell noted that the SEC's move to list Bitcoin ... |
| | | | ... Melbourne-based over-the-counter (OTC) derivatives issuer Prospero Markets (Prospero). The penalty comes after the Forex and CFD trading platform, which services mainly Chinese-speaking clients, failed to lodge its annual financial statement and audit ... |
| | | | ... been aware of. This included issues with existing infrastructure and its Research team, instances of suspected insider trading, plagiarism of third-party research, and further compliance breaches. The action alleged this lack of disclosure resulted in ... |
| | | | IG Prime, the institutional branch of the trading platform, has appointed Andrew Wood as its institutional sales manager. Wood most recently served for seven years as the head of institutional sales APAC at CMC Markets, based in Sydney. He developed ... |
| | | | ... custodial services, introducing dual-access ETF capabilities that allow investors to access funds through both exchange trading and traditional unlisted distribution channels. |
| | | | ... another client more than $5 million. In April, the Federal Court permanently banned Scholz from running an online share trading and training business, which was unlicensed. Blumenthal appeared to have engaged Scholz and the unnamed party to provide marketing ... |
| | | | ... It has also made several functionality enhancements including a workflow tracker, an adviser dashboard, and an improved trading capability with real time tax estimates, Rickard said. "As we continue to improve the functionality within Expand Essential ... |
| | | | ... participant, Instinet should have had systems and controls in place regarding the configuration and periodic review of critical trading technology systems and to ensure their ongoing integrity and compliance with the Rules," the MDP said. The failure ... |
| | | | ASIC has identified a trend among some online trading providers, presenting high-risk investment opportunities to retail investors, a shift emerging amid the fluctuating market conditions and the decline in retail trading activity post-pandemic. In ... |
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