Search Results | Showing 51 - 60 of 1729 results for %22Australian Securities Commission%22 |
| | | ... "I've been fortunate to help build a number of software companies during my career. I consider Iress to be a remarkable Australian success story, and am looking forward to contributing to its journey," Sharp said. Commenting on the appointment, outgoing ... |
| | | | ... said. "Increased emphasis on information-sharing and collaboration with peer agencies, particularly the Australian Securities and Investments Commission (ASIC), was also prioritised." Byres said COVID-19 required APRA to adopt a broad perspective when ... |
| | | | The Australian Securities Exchange is experiencing more technical problems following a glitch that resulted in halted trading on ASX Trade in November. The ASX has notified investors and market participants of delays in market announcements, with the ... |
| | | | ... nine of the 20 most engaged with stories covered improper conduct. The latter related, in the main, to the Australian Securities and Investments Commission's letter to peak real estate bodies asking them to remind real estate agents that they were unqualified ... |
| | | | ... of guidance and strategy documents are the major barriers to limited advice, according to licensees. The Australian Securities and Investments Commission's (ASIC) latest consultation paper, Promoting access to affordable advice for consumers, is giving ... |
| | | | ... has been a market outage or disruption." ASIC has also started investigating if the ASX met its obligations under its Australian Market Licence. This review is expected in first half of 2021. It will look at whether the ASX has sufficient financial ... |
| | | | ... Magistrates Court has charged a man with seven counts of dishonest conduct following a referral from the Australian Securities and Investments Commission (ASIC). In addition to the seven counts, Mudasir Mohammed Naseeruddin as also charged with two counts ... |
| | | | ... proposal, which includes both gender and racial diversity for each firm, the ASX has a long way to go," she said. "Australian firms are on the right track; the latest board diversity statistics by the Australian Institute of Company Directors (AICD) ... |
| | | | The Australian Securities and Exchange Commission (ASIC) has provided guidance to trustees of unregistered managed investment schemes in relation to whether they require an Australian financial services licence. The regulator stressed that a trustee ... |
| | | | The Australian Securities and Investments Commission (ASIC) has commenced legal proceedings in the Federal Court against a Gold Coast-based SMSF accountant for failing to comply with an enforceable undertaking. Jenan Oslem Thorne, otherwise known as ... |
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