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Showing 51 - 60 of 904 results for "Deputy Chair"

eToro sued by ASIC

ANDREW MCKEAN  |  THURSDAY, 3 AUG 2023
... screening test was wholly inadequate to assess whether a retail client was likely to be within the target market. ASIC deputy chair Sarah Court commented: "ASIC is concerned eToro's screening test inappropriately exposed clients to the CFD product. ...

Mayfair 101 calls for senate inquiry into ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 2 AUG 2023
... from John Hempton, founder and chief investment officer of hedge fund Bronte Capital, that was sent directly to ASIC deputy chair Karen Chester may have been what triggered the regulator's investigation. Chester and Hempton previously worked together ...

VFMC chair to retire

JAMIE WILLIAMSON  |  FRIDAY, 28 JUL 2023
... experience." Upon his retirement, Lisa Gay will take over as chair of the VFMC board in an acting capacity. She is currently deputy chair. "Lisa is a highly regarded non-executive director with financial services experience in funds management, investment ...

ASIC sues Vanguard for greenwash in bond fund

RACHEL ALEMBAKIS  |  TUESDAY, 25 JUL 2023
... industries, and investors need to be able to rely on investment screens to help them make these choices," said ASIC deputy chair Sarah Court. "In this case, Vanguard promised its investors and potential investors that the product would be screened to ...

APRA toughens stress testing frequency, valuation stance

KARREN VERGARA, RACHEL ALEMBAKIS  |  FRIDAY, 21 JUL 2023
... undertaken by way of a collective approach; and are aligned with publicly disclosed statements on stewardship. APRA deputy chair Margaret Cole said: "By making these significant changes, APRA seeks to drive more robust governance of fund investments ...

Trustees lack urgency, strategy on RIC: Regulators

KARREN VERGARA  |  TUESDAY, 18 JUL 2023
... initiatives. With a further three million members becoming eligible to draw from their super in the next 10 years, APRA deputy chair Margaret Cole said they should be entitled to rely upon their super fund for assistance as they plan for a sound financial ...

Life, funeral insurers cop $14m fine

KARREN VERGARA  |  WEDNESDAY, 5 JUL 2023
... language. Staff was rewarded with trips to the Gold Coast, Las Vegas, and Hawaii, and even a Vespa scooter. ASIC deputy chair Sarah Court said the penalties handed down on July 4 should remind companies of the importance of putting the customer first. ...

More assets held in Choice over MySuper: APRA figures

ANDREW MCKEAN  |  MONDAY, 3 JUL 2023
... APRA-regulated super fund, including the investment menus and investment options available through those products. APRA deputy chair Margaret Cole said: "This new publication provides greater clarity on how fees, costs and investment returns compare ...

ISA welcomes back former chair

CASSANDRA BALDINI  |  MONDAY, 26 JUN 2023
... Collins joined the ISA board in 2012 and served as its chair between 2013 and 2018. When he exited the role and became deputy chair, Combet replaced him as chair. As reported last week, Combet has held the position since December 2018 and will leave ...

IFM Investors names chair

CHLOE WALKER  |  MONDAY, 26 JUN 2023
... politician Lindsay Tanner joins the board as an independent director. Bowtell, who currently serves as the group's deputy chair, chair of the people and remuneration committee and member of the IFM board's audit and risk committee, has been a ...