Search Results | Showing 11 - 20 of 6299 results for %22securities%22 |
| | | ... a fund update, L1's ASX-listed Long Short Fund (LSF), which predominantly invests in Australian and New Zealand securities and up to 30% in global shares, returned 8.1% in the month of March, outpacing the index's 3.3%. Fifteen stocks contributed ... |
| | | | ASX-listed bond broking firm Income Asset Management has hired a team of fixed income specialists from rival FIIG Securities. The six recruits will report to IAM's head of sales for capital markets Jenna Labib. The appointments come one year after ... |
| | | | Citi Securities Services added an ASX-listed investment manager and advice group to its client book. Citi is now custodian, fund administration and registry services provider for Fiducian Group, having completed the migration of over 1300 assets, thousands ... |
| | | | ... application that alleged ASIC did not have the state of mind required to conduct an investigation under the Australian Securities and Investments Commission Act 2001 (ASIC Act). Justice Rofe found that the firm's argument was "illogical and therefore ... |
| | | | ... security. "The group continues to remain debt free and will use part of these proceeds to continue to purchase the group's securities. The group has the capacity to purchase a further 40.3 million TGP securities from the buybacks approved by TGP securityholders ... |
| | | | ... credit intermediaries, such as mortgage brokers, credit providers, such as lenders, financial advisers, and general securities dealers, or stock exchange organisations. The maximum compensation amount is $150,000. One major criticism of the CSLR is that ... |
| | | | ... range of industries, including those in fossil fuels, but has since admitted that a "significant proportion" of the securities in the index and fund were from issuers that were not researched or screened against the relevant ESG criteria. According to ... |
| | | | The Australian Securities and Investments Commission (ASIC) has commenced the first prosecution action against a director for failing to comply with the obligation to have a director identification number (director ID). ASIC did not name the director ... |
| | | | ... court approval. The class action alleged that ANZ's credit card contracts were unfair and contravened the Australian Securities and Investments Commission Act by charging interest between July 2010 and January 2019 on credit card purchases that should ... |
| | | | Australian Securities and Investments Commission (ASIC) chair Joe Longo has had enough of company directors complaining about keeping up with their obligations. In a speech to the Australian Institute of Company Directors (AICD) Australian Governance ... |
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