Search Results | Showing 91 - 100 of 605 results for %22Service NSW%22 |
| | | ASIC has cancelled the ASFLs of two NSW-based financial service providers. Sydney-based financial services provider Squareknot's licence cancellation took effect on 6 May 2020. ASIC said the licence was cancelled after it found that Squareknot did not ... |
| | | | ... and based insurance advice on the commission he'd receive. The five-year ban follows ASIC surveillance of advice provided by NSW-based Sean Lewis while he was an authorised representative of Spectrum Wealth Advisers. ASIC found that Lewis failed to comply ... |
| | | | ... the AFSL of a financial services provider and revoked its suspension of a separate AFSL. The regulator revoked the ASFL of NSW-based Tailormade Financial Strategies, effective 9 April 2020. ASIC said it cancelled the AFSL because Tailormade was in liquidation. ... |
| | | | ... former director Scott Morrison from providing financial services for seven years, took effect in April. Morrison, from Ryde, NSW, was Olive Financials sole director between 20 February 2013 and 13 November 2019. ASIC found that Morrison failed to act ... |
| | | | ... Australia's largest financial institutions with respect to credit and retail lending, financial advice, fees for no service, superannuation trustees, insurance, unfair contract terms, and other licensee obligations. |
| | | | ... worked with the FSC for more than six years. During his career he has also worked for the Department of Workplace Relations NSW and with the NSW Business Chamber. FSC chief executive Sally Loane said she was excited to soon work alongside Briggs. "I ... |
| | | | ... betrayal of his clients. Trevor Martin from Kiama on the NSW south coast was hit with 750 hours of supervised community service as part of an Intensive Corrections Order. In May 2019, Martin pled guilty to offences that saw him dishonestly obtain $208,000 ... |
| | | | ... early release of up to $10,000 from their super if they have been negatively impacted by COVID-19 and the shutdown. Clubs NSW, co-founder of Club Plus and the peak industry body for clubs in NSW, said this is a devastating time for the industry and the ... |
| | | | ... platform WealthO2 has appointed a national business development manager, set to build awareness of the quickly growing service. Former Lonsec senior BDM, Greg Schapkaitz, has nabbed the newly created role, and will report directly to co-founder and managing ... |
| | | | ... the TPP platform to enable it to execute, clear and settle equity and derivative transactions for our online and full service businesses as well as providing these services to external third parties," he said. He said TPP has applied to the ASX to become ... |
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