Search Results | Showing 1 - 10 of 88 results for "Responsible entities" |
| | | ... track an index. The class order allows relief that include exemptions for the equal treatment relief for responsible entities and corporate directors, enabling them to limit redemptions and provide certain information to authorised participants only ... |
| | | | ... member approval for loans." "Today's penalties are significant and should act as a reminder to directors of responsible entities that operate managed investment schemes that they must act in the best interests of members." |
| | | | ... rationalisation of superannuation investment options. The industry saw 45 new participant registrations, including responsible entities and trustees, marking 7.1% net growth from FY22. However, Donohoe pointed out that product terminations in FY23 were ... |
| | | | ... client and should be additional to the accountant's certificate that is currently required. The obligations of responsible entities are up for review, as is ASIC's ability to direct a responsible entity to amend a scheme's constitution to meet the minimum ... |
| | | | ... respondents gave distinctly lower ratings for almost all items in the survey, particularly smaller super responsible entities. When queried on APRA's ability to balance financial safety objectives with factors like efficiency, competition, contestability ... |
| | | | ... in their position by reasonable persons with knowledge of the duties, powers and authority of officers of responsible entities of a registered managed investment schemes." Neilsen, Raftery and Williams did not contest the case at trial, ASIC noted. At ... |
| | | | ... regulator said. If remade, the orders will stand for a further five years. ASIC is seeking feedback from responsible entities until April 11. |
| | | | ... investments should be able to be marketed and sold to retail investors; and the various roles and obligations of responsible entities and whether the governance, compliance and risk management frameworks for MIS are appropriate. It will also look at ... |
| | | | ASIC named and shamed more responsible entities in need of improving their oversight of investment managers' marketing practices, raising concerns over five funds totalling about $705 million in assets. Ongoing ASIC surveillance identified concerns ... |
| | | | ... products and the other would be those who do not. Other sub-sectors would be combined in the super trustees, responsible entities, wholesale trustees and IDPS sub-sectors, market infrastructure and intermediaries sector, and credit providers and intermediaries ... |
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