Search Results | Showing 21 - 30 of 4769 results for "ASIC" |
| | | ... representations that were false or misleading." Today, Justice O'Bryan found Vanguard broke the law numerous times, breaching the ASIC Act when it made representations about the screens it was applying to the fund. This was to have occurred between ... |
| | | | ... apply was the SMSF holding $10 million in assets," she said. This test sits in section 761(G) s6 of the Corporations Act. ASIC pointed out the confusion a few years ago when it published guidance QFS150, which indicated that the $10 million test is the ... |
| | | | The Australian Securities and Investments Commission (ASIC) has commenced the first prosecution action against a director for failing to comply with the obligation to have a director identification number (director ID). ASIC did not name the director ... |
| | | | ... competent investors' abilities to partake in investments they consider appropriate," the firm said. Corporate watchdog ASIC, meanwhile, is recommending raising the minimum net assets requirement from the existing $2.5 million to $5 million, as well ... |
| | | | Australian Securities and Investments Commission (ASIC) chair Joe Longo has had enough of company directors complaining about keeping up with their obligations. In a speech to the Australian Institute of Company Directors (AICD) Australian Governance ... |
| | | | The Australian Securities and Investments Commission (ASIC) has banned Brian Jacques Creigh from providing financial advice or being involved in a financial services business. Creigh is the director of Panacea Capital. He operated the Panacea Capital ... |
| | | | Australian Securities and Investments Commission (ASIC) commissioner Alan Kirkland has admitted the regulator can't fight every battle of misconduct, but that doesn't mean it's not watching. Speaking at the Blockchain APAC Policy Week event, Kirkland ... |
| | | | ... Attorney General's department. Soulio has also previously served as a senior manager, investigation and insolvency at ASIC, worked for the Australian Customs Service, and was a solicitor at MinterEllison. "He is a highly respected public sector executive ... |
| | | | ... service," the law firm said. "However, with a proposed regulatory framework for digital asset platforms in the pipeline and ASIC challenging the positions of crypto issuers in the courts, it may be only a matter of time until there are developments in ... |
| | | | The Australian Securities and Investments Commission (ASIC) has permanently banned Queensland-based financial adviser Shane Rose. Rose has been banned from providing any financial services, performing any function involved in the carrying on of a financial ... |
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