Search Results | Showing 41 - 50 of 104 results for %22AFSL Register%22 |
| | | ... the personal responsibility of each financial planner and is not connected with their employment or authorisation under an AFSL," he said. ASIC has recommended its Financial Services and Credit Panel serve as the single disciplinary body, which would ... |
| | | | ... Royal Commission days, ending at 20,667 in the first quarter of 2021. Rainmaker analysis of ASIC's Financial Adviser Register found that the total number of financial advisers have tapered off to levels experienced in 2016 (see Figure 1). About five ... |
| | | | ... they actually are," Aware group executive, advice and financial planning Sarah Forman said. Aware integrated the StatePlus AFSL into the fund in 2019 when it was still known as First State Super. At the start of 2020 First State had 232 financial advisers ... |
| | | | ... was posing as a financial adviser, without being registered or qualified, and was providing financial services without an AFSL. A spokesperson for ASIC told Financial Standard that despite today's announcement that remains have been identified, its investigation ... |
| | | | The corporate regulator has cancelled the Australian financial services licence of Halifax Investment Services nearly two years after it was placed into administration. The cancellation took effect from 8 January 2021 and allows the licence to operate ... |
| | | | ... joining, according to Rainmaker analysis of the Financial Adviser Register. AMP Financial Planning lost the most advisers of any AFSL this year, with 323 departing between January and December. The Advisers' Association Neil Macdonald said there are ... |
| | | | ... months to September end. And which AFSLs have the biggest market share. Overall, there were 19,357 advisers attached to an AFSL at September end, down 2597 from a year ago. In the 12 months, 2832 new names were registered while nearly twice the amount ... |
| | | | ... compliance so that they report directly to the Synchron board. According to Rainmaker data from June, AMP is the largest advice AFSL in Australia with 1025 registered advisers, a 4.7% market share. The second largest is the SMSF Adviser Network, an AFSL ... |
| | | | ... compliance with the Corporations Act are not discretionary. The scale, systems & processes, and risk management focus of the AFSL provides an efficient way to deal with the in-built cost of providing compliant financial advice." The dealer group leaders ... |
| | | | ASIC has cancelled the Australian financial services licenses of Western Australia-based, Personal Risk Management and Melbourne-based Australian Golden Securities ASIC said Personal Risk's cancellation took effect on 21 May 2020, after the company ... |
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