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Showing 21 - 30 of 287 results for %22Channel Capital%22

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
... (SEC) found that they used personal apps to conduct business. From at least 2019, the 11 firms admitted they used "off-channel communications" in the form of iMessage, WhatsApp, and Signal to discuss deals and other businesses of their employers, which ...

Insignia Financial plans advice business transformation

JAMIE WILLIAMSON  |  THURSDAY, 27 JUL 2023
... said, adding management will also take equity stakes. Mota confirmed there is no intention to divest its self-employed channel, adding that he thinks of Insignia Financial as "having a smaller slice of a larger pie." Establishing ASC will allow Insignia ...

Macquarie AM wins manager of the year: ILAs

STAFF WRITER  |  FRIDAY, 2 JUN 2023
... Awards are: Australian Equities Active Core Macquarie Asset Management Macquarie Australian Shares Fund High Active Risk PM Capital PM Capital Australian Companies Fund Indexed/Enhanced Dimensional Fund Advisors Dimensional Australian Large Company Trust ...

Taskforce exposes rising dangers for retail investors

ANDREW MCKEAN  |  FRIDAY, 31 MAR 2023
... Australia's design and distribution (DDO) laws. The report revealed a steady increase in retail investor participation in capital markets since 2020, driven by prolonged low-interest rates, rising inflation, technological advancements, and demographic ...

Outflows, M&A batter active managers

KARREN VERGARA  |  THURSDAY, 30 MAR 2023
... group and ETF capital markets for the Asia Pacific Minh Tieu says numerous active funds are taking advantage of the ETF channel to distribute products. "New listings in the ETF space are active ETFs. This is unique. Not a lot of other jurisdictions allow ...

Kapstream wins new mandate

KARREN VERGARA  |  TUESDAY, 28 MAR 2023
Kapstream Capital has scored a new mandate from an $8.4 billion fund manager. Australian Ethical has appointed the fixed income specialist to its stable. In selecting Kapstream, Australian Ethical deputy chief investment officer and head of multi assets ...

GBST revamps wealth platform, unveils corporate rebrand

ANDREW MCKEAN  |  WEDNESDAY, 15 MAR 2023
... to a change of ownership, leaving it in a suspended state. In 2021, FNZ Group completed the sale of GBST to Anchorage Capital Partners, which focused on GBST's wealth management division and technology platform. Meanwhile, FNZ reacquired GBST's ...

From strength to strength: GQG Partners

ANDREW MCKEAN  |  WEDNESDAY, 18 JAN 2023
... their ideas more quickly and efficiently." Since March 2020, GQG has recruited US$1.5 billion in flows from the wholesale channel, much of which through managed accounts. Active management outlook Investment sentiment fell in 2022, bringing active management ...

ASIC probes super fund, investment manager greenwashing

RACHEL ALEMBAKIS  |  FRIDAY, 4 NOV 2022
... in October 2021. Longo noted that there is strong investor demand for climate-related disclosure to help investors make capital allocation decisions, and ASIC's task is to "ensure that there is integrity, trust and confidence in sustainable finance-related ...

New executive director joins Clearway

ANDREW MCKEAN  |  MONDAY, 12 SEP 2022
Sally Humphris has joined Clearway Capital Solutions as an executive director. Clearway said Humprhis will help deepen its relationships with the Australian and New Zealand investor market across a range of distribution channels and help current clients ...