Search Results | Showing 61 - 70 of 792 results for "fraud" |
| | | The Australian Financial Complaints Authority (AFCA) has launched two consultations on how it should improve its approach to handling complaints related to financial elder abuse and family violence. AFCA said it seeks to ensure consistency in how it ... |
| | | | ... these solutions. Furthermore, many clients view non-custodial investments as higher risk due to concerns about liquidity and fraud. "Proactive communication about these risks and demonstrating how non-custody solutions align with their broader financial ... |
| | | | ... "The Cyber and Emerging Technologies Unit will root out those seeking to misuse innovation to harm investors, including fraud involving blockchain technology and crypto assets," the SEC said. According to the SEC's complaint, since at least 2019 ... |
| | | | ... banning took effect on February 5, with Queensland-based King currently in prison after being convicted on two charges of fraud in relation to the misappropriation. King was found to have stolen the funds from eight clients between February 2012 and ... |
| | | | ... misappropriating $1.03 million of client funds. Anthony Torre was charged with five counts of stealing and eight counts of fraud in June 2022 following an ASIC investigation; Torre entered a plea of not guilty for all charges on 13 July 2023, with the ... |
| | | | ... commissioner Simone Constant, outlined ASIC's guidance for super trustees in preventing, detecting and responding to scams and fraud activity. In the letter, Constant said disrupting investment scams is a priority for ASIC and the regulator has observed ... |
| | | | ASIC has permanently banned Brisbane-based financial adviser David Cubilla following a $640,000 fraud conviction; he was also found guilty of using online services to access and possess child abuse material. Cubilla, who was recently an authorised representative ... |
| | | | ... mandatory reporting begins for large entities and financial firms. Part of a broad crackdown on greenwashing and ESG-related fraud, the standards aim to boost confidence and transparency with a focus on investor protection. The International Foundation ... |
| | | | ... "The result has been confusion about what is legal, which creates an environment hostile to innovation and conducive to fraud. The SEC can do better." The taskforce's focus will be to help the commission draw clear regulatory lines, provide realistic ... |
| | | | ... read. "Protecting our customers from scammers remains our top priority. We continue to make significant investments in our fraud and scam prevention, detection, and response." |
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