Search Results | Showing 71 - 80 of 772 results for "AFSL" |
| | | ... conduct, eight counts of dealing with proceeds of crime, and one count of carrying on a financial services business without an AFSL. From June 2019, Arandez was operated the business without a licence. Prior, he was licensed through SIRA Group for three ... |
| | | | ... grossly inaccurate. ASIC first banned D'Amore from providing financial services in 2018, as well as cancelling Berndale's AFSL. A year later, the corporate regulator had Bernadale and its two associated companies, Berndale Capital Securities Management ... |
| | | | ASIC has cancelled the AFSL of Centurion Custodian Funds Management and suspended Huntley Management for non-compliance. The AFS licence of Centurion Custodian Funds Management, a subsidiary of Centurion, has been cancelled effective from January 18. ... |
| | | | ... the global small-caps strategy." Randall noted that Talmage was instrumental in setting up the business, the operations, AFSL, managing the portfolios and played a big part in developing the global small-caps strategy. "Megan is also great fun to work ... |
| | | | ... was a logical extension," Scully says. "The question is, how do I satisfy my monitoring and supervision obligations as an AFSL holder and still meet the spontaneity and authenticity that you need in social media?" As a result, content has become paramount ... |
| | | | The financial advice industry bucked the trend for the first time in more than three years, adding 626 advisers during the March 2023 quarter. A new report by Rainmaker Information shows that the advice profession gained several advisers in the non-aligned ... |
| | | | ... licence of Binance following concerns about the cryptocurrency exchange's operations in Australia. Effective April 6, the AFSL of Oztures Trading, which trades as Binance Australia Derivatives, was cancelled. From April 14, clients will not be able to ... |
| | | | As fund research plays a critical role in helping financial advisers make conflict-free product recommendations, what bearing do rating houses have in helping them meet their obligations? According to Main Street Financial Solutions principal and private ... |
| | | | ... which includes contentious provisions on pension payments and unrealised capital gains tax, has drawn criticism from a top AFSL. Under the existing Superannuation Industry Supervision (SIS) regulations, retirees must draw a minimum pension amount based ... |
| | | | ... programs that make the supervision, recording and assessment of PY requirements easier and more consistent. "When you're a small AFSL, supervising graduates often means you can't be as productive in your business. You also obviously have to pay them. ... |
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