Search Results | Showing 41 - 50 of 772 results for "AFSL" |
| | | ... marketing video was played, and in the video, Grubisa can be heard stating that she possessed both a credit licence and an AFSL. While she speaks points appear on the screen which read "lawyer, ASIC Credit Licensee, AFS Licensee, Migration Agent's ... |
| | | | ... that crypto exchanges adhere to Australian financial services laws, requiring digital asset platform operators to obtain an AFSL. Treasury's Regulating digital asset platforms' consultation, released today, mandates that exchanges with over $5 million ... |
| | | | ... company. BBY went into voluntary administration on 17 May 2015 and in liquidation the year after. ASIC suspended BBY's AFSL in May 2015, which remained in place until its licence was cancelled in June 2021. The court charged Sydney-based Maharaj ... |
| | | | ... undertakings include that Bobbob and Goldberg will each cease to be an authorised representative of Sanlam Private Wealth, the AFSL which authorised Bobbob to offer the product. Bobbob will not provide financial services to retail clients for 12 months ... |
| | | | ... January 2009 and April 2014, he was at Sentry Financial Planning. ASIC cancelled Platinum Perpetual Global Private Wealth's AFSL in September 2019 after Western Australian police charged him with eight counts of stealing at the time. On September 22 ... |
| | | | ... including banning orders." Nutley added that this case shows ignoring an AFCA determination can not only lead to the loss of an AFSL, but see the financial firm deemed insolvent. NextGen was known as The FinancialLink Group and has recently rebranded. ... |
| | | | ... network infrastructure and technology services, portfolio services and accounting solutions. GPS Wealth, Merit Wealth, Paragem, AFSL Compliance, Priority Networking, DWA, Care Portfolio, Tax Banter and Knowledge Shop are the brands that Diverger operates. ... |
| | | | ASIC has again extended the date for financial advisers' registration requirements to 1 February 2024. Advisers previously had until October 1 to register on ASIC's Financial Advisers Register. The original deadline date was set for 1 January 2023. ... |
| | | | ... based in Sydney and soon plans to set up shop in Brisbane and Melbourne. In August, TWD enlisted Patrick Canion under its AFSL to help service some of its high-net-worth and sophisticated clients based in Switzerland, EU, and UK. Canion moved to Geneva ... |
| | | | Viridian Financial Group has launched Infinity Capital Solutions, an investment management division with its own AFSL, marking its evolution into a dual-structured entity. Infinity Capital Solutions (ICS) affords third-party advice practices and financial ... |
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