Search Results | Showing 91 - 100 of 772 results for "AFSL" |
| | | ASIC has updated guidance on SMSF advice, deciding to remove $500,000 as an indicator of the "appropriateness of advice" to establish a SMSF. ASIC hasn't opted to nominate a minimum threshold but said fund expenses are proportionality higher, and net ... |
| | | | The corporate regulator suspended Quantum Funds Management Limited (QFML)'s AFSL and cancelled that of AFSL Group. The suspension of QFML follows the ban of its managing director Peter Gribble for failing to pay $2.5 million in Australian Financial ... |
| | | | ... followed by the SMSF Advisers Network (75%) and Morgans Financial (70%). The median across all AFSLs was 57%. As for the AFSL with the most advisers who have attained specialist ethics qualifications, AMP Financial Planning comes out on top with 49%. ... |
| | | | Diverger has acquired AFSL Compliance, a licensee support business, with a focus on delivering market leading solutions to self-licensed firms. The financial services company explained although it already provides services to both licensed and self-licensed ... |
| | | | ... Addressing the crowd at the FPA Congress 2022, Broome said that for 90% of what she does as a planner, she doesn't need an AFSL. "Until I start talking about products, that's when I actually need to be licensed," she said. "The rest of the time ... |
| | | | ... into the products. "We are concerned that Block Earner offered financial products without appropriate registration or an AFSL, leaving consumers without important protections. Simply because a product hinges on a crypto-asset, does not mean it falls ... |
| | | | ... financial services licence of embattled crypto company FTX. FTX entered voluntary administration on November 11, and the AFSL is suspended until 15 May 2023. However, for the time being, FTX can continue to provide limited financial services that relate ... |
| | | | ... manager Adam Smith. Lasarith, trading as Succession Matters, will cease operating its financial services business under its AFSL and commence the process to cancel it by next February. Smith has also agreed to undertake further professional training ... |
| | | | ... one charge of carrying on an unlicensed financial services business, as neither of the Courtenay House companies held an AFSL. The liquidators of Courtenay House Capital Trading have distributed dividends of 28 cents in the dollar, and the process is ... |
| | | | The Financial Planning Association of Australia's (FPA) membership has fallen to 10,954 members from 11,811 last year, and the association has recorded a before-tax deficit of $1.2 million for the year ended June 30. FPA member numbers decreased ... |
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