Search Results | Showing 61 - 70 of 772 results for "AFSL" |
| | | ... estate in Queensland, Victoria, New South Wales and South Australia. However, at no time did Hopkins or his company hold an AFSL that allowed such activity. Hopkins promoted at least 25 development joint ventures, raising more than $32 million from clients. ... |
| | | | ... arrangements for compensating retail clients. FTX entered voluntary administration on November 11, and the regulator suspended its AFSL until 15 May 2023, which was subsequently extended to 24 July 2023. KordaMentha partners John Mouawad, Scott Langdon ... |
| | | | Financial advice firms AMP Financial Planning, Synchron, and Charter farewelled the largest number of advisers, dragging down the total population to 15,708 from 16,415 at the end of the 2023 financial year. Rainmaker analysis of ASIC's Financial Adviser ... |
| | | | ... acquisition aligns with its strategic vision of providing an extensive range of services to accountants, financial advisers, AFSL holders and lawyers. "We are delighted to have the Castle team join us and look forward to combining our expertise with ... |
| | | | The disgraced director of Select AFSL, the company the Hayne Royal Commission exposed for hawking life and funeral insurance to vulnerable customers, has been banned from managing a company for five years, while his companies were fined $13.5 million. ... |
| | | | ... disqualified him from managing corporations for five years. The regulator also cancelled the Australian financial services licence (AFSL) of McFaddens Securities, now known by its previous name APC Securities. ASIC's doubts surfaced following Sutton's ... |
| | | | ... cold-calling consumers, trying to convince them to switch their super fund. It copped a $70,000 fine. National Advice Solutions' AFSL was cancelled in December and its two responsible managers, Gail Glasby and Paul Carcallas, were both banned by ... |
| | | | Financial advisers from large aligned AFSL groups bear the brunt of complaints, according to the Australian Financial Complaints Authority's data, with several AMP and Insignia Financial practices leading the pack. Modelling of the AFCA data shows ... |
| | | | The federal government will scrap a load of administrative burdens and give superannuation funds a larger role in making financial advice more affordable as it announces which out of the 22 Quality of Advice Review recommendations will become a reality ... |
| | | | ... themselves from adverse trends and show a positive return on the investment made by our buyers." Advisers can sell their AFSL once clients have transferred to another licensee. Birt sees a high demand for AFSLs, which, when dormant, can either be handed ... |
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