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Showing 1 - 10 of 170 results for "Wholesale clients"

ASIC consults on foreign financial services provider changes

KARREN VERGARA  |  MONDAY, 9 NOV 2026
... Australia to professional investors or by being regulated by comparable regulators and providing services to wholesale clients or making a market for certain derivatives traded on a prescribed licensed market. The exemptions are covered by the Treasury ...

Macquarie AM launches venture growth fund

MATTHEW WAI  |  TUESDAY, 3 NOV 2026
... growth opportunities occur well before companies ever reach a stock exchange, and an evergreen structure lets our wholesale clients participate in that growth as it happens," Crozier said. "Macquarie Professional Series is committed to providing investors ...

ASIC investigates potential $138m scam

ELIZA BAVIN  |  WEDNESDAY, 21 OCT 2026
... the Australian Financial Complaints Authority (AFCA) as its licence relates to the provision of products to wholesale clients only. Part of ASIC's investigation concerns whether Australian-based corporate authorised representative entities provided retail ...

OKX Australia launches perps for pre-IPO opportunities

MATTHEW WAI  |  WEDNESDAY, 14 OCT 2026
... exclusively to a small segment of high-net-worth investors," Chandra said. "Pre-IPO perps change that. Eligible wholesale clients can take a long position if they believe a company is undervalued or go short if they think expectations have moved too ...

Marex Group expands structured products to HNWIs

MATTHEW WAI  |  FRIDAY, 29 MAY 2026
Marex Group received approval by ASIC to distribute structured investment solutions to wholesale clients under its existing foreign AFSL earlier this month, in a move to fill the structured product adoption gap in Australia. While the group is not new ...

Natixis appoints client services director

MICHELLE BALTAZAR  |  THURSDAY, 14 MAY 2026
... "We're pleased to welcome Mai, who brings a wealth of experience, to the Natixis IM team and especially to our wholesale clients and platform partners in Australia," said Louise Watson, Country Head for Australia and New Zealand, Natixis IM. "Her ...

Ausbil strengthens distribution ranks

STAFF WRITER  |  TUESDAY, 14 APR 2026
... experience in retail distribution, equities research and client advisory, Lester will be responsible for servicing wholesale clients throughout New South Wales and the Australian Capital Territory. He will be based in Sydney and report to head of wholesale ...

Perpetual CIO jumps to Pinnacle

ELIZABETH FRY  |  THURSDAY, 12 MAR 2026
... support the launch of a private assets managed accounts platform for Australian financial advisers and their wholesale clients.

Silvercrest AM expands into Australia, launches fund

ELIZA BAVIN  |  TUESDAY, 3 MAR 2026
... consultant relations and business development and the launch of the Silvercrest Global Value Opportunity Fund for wholesale clients. Christina Manonian has taken on the new role and will be based in Melbourne. The Australian launch marks the latest step ...

Ex-Zenith partner joins private assets platform

ELIZABETH FRY  |  THURSDAY, 19 FEB 2026
... support the launch of the private assets managed accounts platform for Australian financial advisers and their wholesale clients. The managed accounts platform builds on FinCap's established presence in private capital markets.
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