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Showing 81 - 90 of 170 results for "Wholesale clients"

Channel Capital appoints distribution director

KANIKA SOOD  |  THURSDAY, 29 JUL 2021
... GSFM. Sam Mirls will be responsible for managing and building relationships with advisers, family office and wholesale clients across Queensland. Mirls joins from another multi-boutique GSFM where he was a business development manager responsible for ...

ASIC industry levy to increase

KARREN VERGARA  |  FRIDAY, 23 JUL 2021
... general advice, this cohort will pay $2.971 million based on 1004 entities, while those licensees that cater to to wholesale clients will pay just $43,000 split across 1624 entities. All in all, the advice sector will pay ASIC $76.129 million to regulate ...

DWS Group hires client coverage head

ANNABELLE DICKSON  |  FRIDAY, 16 JUL 2021
... head of client coverage for APAC to lead all coverage and provide investment solutions to institutional and wholesale clients. Vanessa Wang will commence the role on September 1 and will be based in Hong Kong. Wang will report to DWS Group's head of ...

Fidante signs on new boutique

KANIKA SOOD  |  WEDNESDAY, 14 APR 2021
... Impax. "Fidante is very well-positioned to support Impax's future growth aspirations among institutional and wholesale clients in Australia and New Zealand. As a significant player in the market, Fidante's focus on partnering with specialist asset managers ...

Super funds need to get on board with crypto: Carnegie

ELIZABETH MCARTHUR  |  MONDAY, 12 APR 2021
... able to do better for investors who feel like they want to sleep a bit better at night." The fund is open to wholesale clients, has a minimum investment of $50,000 and management fee of 2% plus a performance fee of 25% of the return (based on fund NAV) ...

Trading platform slapped with licence conditions

KARREN VERGARA  |  MONDAY, 15 MAR 2021
... AxiTrader and operates a business offering margin foreign exchange and contracts for difference (CFDs) to retail and wholesale clients. The Sydney-based team is headed by chief executive Rajesh Yohannan and chief commercial officer Louis Cooper. The ...

AAT refuses Allegra AFSL

ANNABELLE DICKSON  |  THURSDAY, 3 DEC 2020
... ASIC. Allegra applied to ASIC for an AFSL in 2018 to provide personal financial product advice to retail and wholesale clients, with Lachlan Schonfelder as its sole director and majority shareholder. ASIC refused the application in July 2019 over concerns ...

Citi expands fixed income offering for wholesale

KANIKA SOOD  |  THURSDAY, 5 NOV 2020
Citi Australia is offering wholesale clients access to high-yield bonds, hybrids and capital notes, as it expands its fixed income services. It said it will also offer access to the instruments via the primary market, adding potential or preferential ...

It's not a bird or a plane; it's a new trading platform

ALLY SELBY  |  MONDAY, 7 SEP 2020
... product advice, and apply for, acquire, vary or dispose of financial products on behalf of another to retail and wholesale clients.

ASIC cracks down on investment manager

ALLY SELBY  |  MONDAY, 15 JUN 2020
... authorised bank accounts and two counts of failing to comply with requirements relating to the account. SGSA provides wholesale clients with debt capital markets services, asset-backed products and commercial real estate finance. It also provides futures ...