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Showing 31 - 40 of 76 results for "Equity Capital Market"

Bell FG flags US expansion

KARREN VERGARA  |  THURSDAY, 22 FEB 2018
ASX-listed Bell Financial Group announced a strong full-year performance and flagged it is close to opening a US office. The stockbroking, investment and financial advisory firm's funds under advice, comprising cash, fixed income, superannuation, margin ...

Sequoia Financial Group grows board

JAMIE WILLIAMSON  |  FRIDAY, 2 FEB 2018
Sequoia Financial Group is welcoming a new non-executive director to its board. Former Odyssey Funds Management chairman John Larsen has joined the ASX-listed wealth manager, bringing more than 30 years' experience across financial services. His appointment ...

Penalty issued for ASX rules breach

JAMIE WILLIAMSON  |  THURSDAY, 16 NOV 2017
One of Australia's largest stockbroking and financial advice firms was slapped with a $358,000 infringement notice by the corporate regulator. Bell Potter Securities, part of Bell Financial Group, has been ordered by ASIC's Markets Disciplinary Panel ...

Adviser, SMSF demand driving LIC growth

KARREN VERGARA  |  FRIDAY, 8 SEP 2017
... this may be achievable by building more equity organically through retained earnings rather than mounting equity capital market raisings," the report said. Total foreign listings on the ASX stood at 266, up 50% since 2013. On the debt side, MinterEllison ...

Funds management veteran retires

ALEX BURKE  |  MONDAY, 29 MAY 2017
The founder of Sirius Fund Management is retiring from the investment management industry after 34 years. Kieran Kelly became acquainted with the industry as an investment journalist at the AFR in 1979. He then took on an internship at Provident National ...

Board changes at Sandon Capital

KARREN VERGARA  |  THURSDAY, 11 MAY 2017
Boutique investment manager Sandon Capital Investments added a new member to its board. The value investor replaced non-executive director Paul Jensen with lawyer Peter Velez. Velez has 28 years' experience in corporate law specialising in equity capital ...

Rothschild snaps up former Goldman Sachs exec

JAMIE WILLIAMSON  |  TUESDAY, 7 FEB 2017
In an expansion of its equity capital markets advisory business, a former Goldman Sachs executive will join Rothschild Global Advisory. Previously head of equities for Goldman Sachs' Australian and New Zealand business, David Acton has been appointed ...

ThinkSmart to de-list from ASX

ALEX BURKE  |  MONDAY, 25 JUL 2016
Listed fintech company ThinkSmart has announced its plans to de-list on the ASX and migrate to the AIM market of the London Stock Exchange. As part of the move, ThinkSmart has entered an agreement to raise roughly £5 million via undertaking a placement ...

Financial Sector Advisory Council back in action

DARREN SNYDER  |  MONDAY, 9 MAY 2016
The Financial Sector Advisory Council has been reconstructed with new appointments and a mandate to advise the federal government on regulator performance as well as its implementation of the Financial System Inquiry (FSI). The rebuilt Council will ...

JBWere and Moelis forge new research and distribution alliance

WHITNEY FITZSIMMONS  |  FRIDAY, 15 APR 2016
... network to deliver both our differentiated small and mid-cap equity research and access to our pipeline of Equity Capital Market transactions." The alliance is part of JBWere's strategic plan to diversify its research and distribution arrangements.