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Showing 161 - 170 of 602 results for %22Exchange Commission%22

Royal Commission: ASIC rethinks negotiation tactics

KARREN VERGARA  |  FRIDAY, 23 NOV 2018
... misconduct and in that case, boost consumer engagement in the superannuation sector. Shipton denied the payments were an "exchange" for taking further action against the entity, rather a "consequence" of entering into an enforceable undertaking. A negotiated ...

Former Australian cricket captain in crypto fail

JAMIE WILLIAMSON  |  TUESDAY, 23 OCT 2018
... closure, Global Tech added: "We would also like to inform you that Michael Clarke is no longer associated with Global Tech Exchange and the Global Tech Exchange Blockchain education and awareness program." The firm said it is issuing refunds to all investors ...

Chief economist update: China's slowing fast

BENJAMIN ONG  |  MONDAY, 22 OCT 2018
... the stockmarket. The Chinese yuan has lost 6.1% of its value against the US dollar this year to date and its foreign exchange reserves have dwindled by 2.4% over the same period. The Shanghai composite index is now in a bear market, down 22.9% since ...

Elon Musk steps down as Tesla chair

KANIKA SOOD  |  TUESDAY, 2 OCT 2018
... settled a tweet-led securities fraud charge with the US corporate regulator. Last week, the Securities and Exchange Commission charged Musk with securities fraud over his August 7 tweets in which he said he would take the company private at $420 per ...

Elon Musk charged with securities fraud

KANIKA SOOD  |  FRIDAY, 28 SEP 2018
... about taking Tesla private have seen him charged with securities fraud by the US regulator. The Securities and Exchange Commission is also seeking court approval to stop Musk from serving as an officer or a director of a public company. The matter relates ...

ClearView breached anti-hawking law 300k times

KARREN VERGARA  |  MONDAY, 10 SEP 2018
... were made by ClearView using customer contact information it bought from third parties. These providers were Bradford Exchange, Value Add and Greater Data - they supplied about 17,000 contacts collectively. Martin factored in an additional 25,000 phone ...

Suncorp suppressed tax benefits to super members

KARREN VERGARA  |  TUESDAY, 14 AUG 2018
... Pinto confirmed the agreement was made between the companies some years ago so that surpluses would be paid to SLSL in exchange for what are described as "additional services." Tax surpluses arose when SPSL collects 15% of every superannuation contribution ...

Conflict of interest too great for NULIS: Royal Commission

HARRISON WORLEY  |  THURSDAY, 9 AUG 2018
... advice licensees that it was paying carried out a proper review to determine whether or not services had been provided in exchange for fees," Hodge said. Smith responded: "I think the trustee expected that would happen. Potentially with the benefit of ...

ASIC identifies potential risks in ETP market

KANIKA SOOD  |  FRIDAY, 3 AUG 2018
ASIC has identified three potential risks in the $40 billion market for exchange-traded products, following a review triggered by SMSFs and retail investors' growing investment in the vehicles. The three risks in the ETP markets were: temporary widening ...

Chief economist update: ECB on track for exit

BENJAMIN ONG  |  FRIDAY, 27 JUL 2018
... to say about Trump's accusation that the ECB is deliberately weakening the euro: "We said several times that the exchange rate is not a policy target; that it's important for growth and price stability. There is an international consensus that ...