Search Results | Showing 131 - 140 of 1719 results for "disclosure" |
| | | ... Trustees, the trustee of Crescent Wealth, recently issued a significant events notice following the discovery of a disclosure issue related to indirect cost ratios over several financial reporting periods, resulting in a breach of regulatory standards. ... |
| | | | ... and proximate qualification or warnings; promotion of fund benefits requires prominent and proximate balancing risk disclosure; comparisons of funds with other products must be appropriate and reasonable; or recommendations should be attributed, and ... |
| | | | ... correctly, breaching regulatory standards. The finding follows a review by Equity Trustees, of the fund's product disclosure statement provided to members since July 2017. Equity Trustees said the indirect cost ratio disclosed were incorrect and ... |
| | | | ... explained the process would only exceed that timeframe because of a complexity in the TPD claim or if there's been non-disclosure on the client's part. "We tell clients that if you do your job well, we do our job well and it will be a smooth ... |
| | | | ... commission, the receipt of the commission, that is a change in the law at the moment. The law at the moment requires disclosure, not the consent." Levy also addressed concerns around "irrelevant providers." "Not all advice can be or should be, in my ... |
| | | | ... determinations (TMDs). The interim stop orders, implemented by ASIC, prohibit MPG from issuing interests in, giving a product disclosure statement for, or providing general advice to retail clients recommending investments in two of its trusts. The MPG ... |
| | | | ... said. She said that between the findings of the Expert Group report and developments like the forthcoming ISSB climate disclosure accounting standards, it is time for organisations to position themselves ahead of when mandatory action is brought in. ... |
| | | | ... retail clients under the existing TMDs. It previously placed a separate interim stop order on the same prospectus due to disclosure concerns, and said it expects Finnia to consider the concerns raised and take steps to ensure TMD compliance. "Finnia ... |
| | | | ... investment officer role was created. Separately, Rest has promoted Cassandra Flint to head of product delivery and disclosure. Up until this month, she was a senior manager of product development. Before her two years with the super fund, she worked ... |
| | | | ... sustainability-related statements made to the ASX in October 2021. Longo noted that there is strong investor demand for climate-related disclosure to help investors make capital allocation decisions, and ASIC's task is to "ensure that there is integrity ... |
|
