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Showing 101 - 110 of 273 results for %22Ethical Advisers%22

Netwealth FUA, adviser numbers rise

KARREN VERGARA  |  MONDAY, 19 AUG 2019
A number of financial advisers who flocked to wealth management institutions for Netwealth as a result of the banking Royal Commission have helped boost the platform's funds under administration by 30% to $23.3 billion. Financial results for the ...

FASEA exam results spark debate

ELIZABETH MCARTHUR  |  FRIDAY, 9 AUG 2019
... that this exam was to get rid of a third of advisers by bellcurving the result, it is to test that advisers know their ethical and legal obligations. What it has shown (as I have long believed) is that most advisers understand both, and it is only a ...

Inaugural FASEA exam results in

KARREN VERGARA  |  THURSDAY, 8 AUG 2019
... 20 June to 24 June. Candidates were tested in three areas: financial advice regulatory and legal obligations; applied ethical and professional reasoning and communication; and financial advice construction. Under new financial adviser requirements within ...

TPB welcomes independent review

ELIZABETH MCARTHUR  |  FRIDAY, 2 AUG 2019
... review is to ensure that tax agent services are provided to the public in accordance with appropriate professional and ethical standards. The review will involve consultation with representatives from the accounting, taxation, consumer advocacy and education ...

MAX awards recognise industry excellence

HARRISON WORLEY  |  FRIDAY, 14 JUN 2019
... didn't end there for the $6.4 billion fund firm, who were also cited for the best digital campaign of the year. Australian Ethical had a big night, taking out both the Social Innovation of the Year and Social Media Campaign of the Year categories. ...

Advisers wary of ethical funds, launch own rating system

ELIZABETH MCARTHUR  |  WEDNESDAY, 5 JUN 2019
... to providing ethical and sustainable investment options, as reflected in a newly launched rating system. The Ethical Advisers Co-op is launching its own rating system for ethical funds, awarding funds up to five green leaves based on their levels of ...

TAL offers advisers ethics assistance

HARRISON WORLEY  |  TUESDAY, 4 JUN 2019
... Development (CPD) hours in 'Professionalism and Ethics' and pass a FASEA examination, which consists of a section on 'Applied Ethical and Professional Reasoning.'" There are currently very few resources available to support financial advisers in understanding ...

FASEA reveals exam dates

HARRISON WORLEY  |  FRIDAY, 17 MAY 2019
... application of knowledge in core competency areas, including regulatory and legal requirements, the construction of advice and ethical and professional reasoning and communication. Recently, FASEA admitted it will miss its own deadline for the approval ...

Beware: Zombie ETFs

KANIKA SOOD  |  THURSDAY, 16 MAY 2019
... Fund, three ETF Securities products (physical palladium, platinum and precious metal), and three UBS IQ products (Japan ethical, USA ethical and research preference Australian share). The funds under management across the nine funds range from $1.7 million ...

Ethics Centre to launch FASEA approved course

ELIZABETH MCARTHUR  |  WEDNESDAY, 15 MAY 2019
... professional service in all areas but one - their ethics," he said. "The ideal is for this emerging profession to have a common ethical foundation, enriched by a common understanding informed by a common set of educational experiences. Our hope is that ...