Search Results | Showing 71 - 80 of 3019 results for "Compliance" |
| | | ... chief delivery and information officer, overseeing member operations, technology, and the execution of strategic and compliance initiatives. Leibel has also held senior executive roles with PwC and Telstra. "I am delighted to welcome Kathleen and Anna ... |
| | | | ... were no adverse financial impacts to fund investors. We take our commitment to investor transparency and regulatory compliance seriously, and our systems and processes were enhanced and updated after we discovered the errors." Several organisations such ... |
| | | | ... citing concerns the existing moratorium is ineffective, negatively impacting medical research efforts, and a lack of compliance from insurers. The government's consultation paper, Use of genetic testing results in life insurance underwriting, is aimed ... |
| | | | ... disclosure statements sent to customers were timely and accurate. "ASIC expects businesses to invest properly in their compliance systems. As today's outcome shows, if they fail to do so, they face significant penalties." Mercer has previously paid about ... |
| | | | Perth Mint has entered an enforceable undertaking (EU) with AUSTRAC to improve compliance with Australia's anti-money laundering and counter-terrorism financing (AML/CTF) laws. In August, the financial crimes regulator ordered the appointment of ... |
| | | | ... however, showed that their responsibilities extend beyond SoAs and has evolved more into product research, modelling, compliance and project work, software configuration, and client reviews. "A common belief is that even if legislation doesn't mandate ... |
| | | | ... that Kraken made a business decision to reap hundreds of millions of dollars from investors rather than coming into compliance with the securities laws. That decision resulted in a business model rife with conflicts of interest that placed investors' ... |
| | | | ... practices, we are giving precious time back to advisers to focus on their clients by increasing efficiencies, improving compliance and streamlining day-to-day processes," Power said. Elemnta chief executive Shaun Green said during the pilot stage, advisers ... |
| | | | ... firm to only terminating existing client arrangements. The corporate regulator revoked JB Markets' AFSL due to non-compliance with financial requirements and insufficient resources for providing and supervising its services, effective November 8. As ... |
| | | | ... institutional grade leveraged FX hedging solutions for managed account investors due to the significant administrative, compliance and cost barriers. This means that typically if investors decide to protect their USD exposure, they need to hedge 100% ... |
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