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Showing 51 - 60 of 1689 results for "Associated"

WAM Leaders to make bid for QV Equities

CHLOE WALKER  |  WEDNESDAY, 31 JAN 2024
... Equities Limited (QVL). The offer involves exchanging one share of WAM Leaders for every 1.4675 shares of QVE. Entities associated with WAM Leaders already own a 15.8% stake in QVE. "Since listing in August 2014, QVE's investment portfolio has underperformed," ...

Penta Capital fined for fabricated FUM

KARREN VERGARA  |  MONDAY, 22 JAN 2024
... ASIC clarified that Penta Capital "is not an Australian financial services licensee or authorised representative". Its associated entities Penta Asset Management and SEQ Asset Management were authorised representatives of AFS Licensee Avalon Funds Management ...

Standalone laws key to solving legislative 'porridge': ALRC

JAMIE WILLIAMSON  |  FRIDAY, 19 JAN 2024
... maze. The reforms outlined in this report will make these laws easier to understand and navigate, drive down the costs associated with complying with the law, and make it easier for consumers to understand and enforce their rights," ALRC president Justice ...

Government proposes framework for clearing and settlement services regulation

ANDREW MCKEAN  |  WEDNESDAY, 17 JAN 2024
... outlines the framework for ASIC to enforce rules governing the conduct and activities of CS facility licensees and associated entities. However, the imposition of such requirements is contingent on the minister's determination under section 828B ...

Court fines Linchpin, Endeavour directors

KARREN VERGARA  |  THURSDAY, 11 JAN 2024
... to each pay $175,000 towards ASIC's costs. Daly was ordered to pay ASIC costs of $175,000 together with other costs associated with the contested hearings. Commenting on the latest decision, ASIC deputy chair Sarah Court said: "ASIC took this case because ...

Court finds Canna Campbell infringed trademark

KARREN VERGARA  |  MONDAY, 8 JAN 2024
... "substantially identical to, or deceptively similar" to the trademark. Since 2009, Korolak said she has engaged in activities associated with the words "Financial Foreplay". This includes publishing a book titled Financial foreplay and registering a ...

What you read in 2023

JAMIE WILLIAMSON  |  FRIDAY, 15 DEC 2023
... as a defendant) entered into certain reinsurance agreements in 2016 and 2017. Allegations suggested that AMP and its associated entities may have acted in a misleading or deceptive way. At the time, AMP had not yet filed a defence, but said it is actively ...

IFM Investors appoints diversified credit leads

ELIZABETH FRY  |  FRIDAY, 15 DEC 2023
... Potts to help lead the expansion of IFM's investment capabilities. Potts - who joined IFM in 2009 but has been associated with the firm for much longer - will become senior executive portfolio manager and oversee the day-to-day management of IFM ...

Betashares launches 'industry first' bond funds

ANDREW MCKEAN  |  MONDAY, 11 DEC 2023
... looking to manage fixed income exposure in their portfolios; particularly those comfortable with the heightened risks associated with geared investments. Cash and fixed income investing has notably gained traction among Australian ETF investors this ...

Final QAR reforms open door to super funds

CASSANDRA BALDINI  |  THURSDAY, 7 DEC 2023
... affordability of personal advice. The emerging class of advisers will be restricted from charging fees or receiving commissions associated with the personal advice they offer. The government said they will also be required to meet additional standards ...