Search Results | Showing 51 - 60 of 406 results for "ASIC commissioner" |
| | | ... observed from our review are present in your policy, we expect you to address and correct them without delay," ASIC commissioner Sean Hughes said. ASIC will continue monitoring compliance with whistleblower policies and plans to conduct another review ... |
| | | | ... ASIC's role has been minimal. In discussing the issue of proxy voting and the approaches super funds take, ASIC commissioner Danielle Press said each trustee will have different ways of voting, some will hand it to a proxy adviser or to the investment ... |
| | | | ... to expect that their complaint will be heard within a reasonable timeframe, and they will be treated fairly," ASIC commissioner Danielle Press said. "How superannuation trustees treat complainants, and learn from complaints, is a true indicator of whether ... |
| | | | ... Westpac superannuation products. In doing this, Westpac failed to act in the best interests of their customers," ASIC commissioner Danielle Press said. "Consumers' decisions about their superannuation are significant long-term financial decisions ... |
| | | | ... trading platforms to invest in financial products, namely exchange-traded and over-the-counter financial products. ASIC commissioner Cathie Armour said auditors are important gatekeepers to the market and play a key role in ensuring financial reports ... |
| | | | ... significant financial and reputational risk for failing to have the systems in place to prevent overcharging," ASIC commissioner Sean Hughes said. Following an investigation by ASIC, CBA admitted to false or misleading representations and engaged in ... |
| | | | ... is particularly aimed at navigating greenwashing and mislabelling of funds. Meanwhile, ASIC's work continues. ASIC commissioner Cathie Armour told the Australian Institute of Company Directors recently that the regulator is applying scrutiny to the labelling ... |
| | | | ... consultation is open until August 17. ASIC plans to publish final guidelines in September, for the October start. ASIC commissioner Danielle Press said the reforms strengthen and consolidate the three existing hawking prohibitions into a single prohibition ... |
| | | | ... issues, particularly around sustainability." The corporate regulator is cracking down on greenwashing practices. ASIC commissioner Cathie Armour flagged that the review looks to unearth any type of ESG mislabelling slapped across investment products. ... |
| | | | ... review of ESG funds, analysing whether they're as 'green' as they claim to be. Writing on the aims of the review, ASIC commissioner Cathie Armour said there is growing anxiety as to the risks of greenwashing - "partly driven by a lack of clarity about ... |
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