Search Results | Showing 31 - 40 of 743 results for "Regulations" |
| | | ... employers who want to re-adopt the associate adviser role, which was popular prior to the Hayne Royal Commission and FASEA regulations. "We see this client shift as a response to increase capacity to absorb the referrals and new client demand as mentioned ... |
| | | | ... in recent years, particularly in the post-COVID period." "A confluence of factors, none the least of which are new regulations, have seen a heavier focus by asset owners on valuation governance practices and greater interrogation of the valuation policies ... |
| | | | ... its engagement on. "We are moving into a legislative and regulatory moment, and a really unique window to influence regulations and policies as they become hardwired and embedded across the financial services sector," O'Connor said. "The key building ... |
| | | | The government has proposed several changes to the non-arm's length income (NALI) regulations, which are set to affect self-managed superannuation funds (SMSFs) and small APRA-regulated funds (SAF). The Treasury Laws Amendment (Measures for Consultation) ... |
| | | | ... latest report. The 18th annual edition of the 2023 SMSF Adviser Report stated the proposed and recently implemented regulations have the potential to significantly impact SMSF clients. On average, SMSF advisers estimate the indexation of the transfer ... |
| | | | ... holdings data across dozens of investment managers, across multiple complex asset classes," he said. "The holdings regulations being vague on some key details have however created ambiguity among funds on precisely what data should be disclosed and in ... |
| | | | ... activities of each associated person that is reasonably designed to achieve compliance with applicable securities laws and regulations, and with applicable FINRA rules. A firm's duty of supervision includes the responsibility to reasonably investigate ... |
| | | | ... that the bank had deployed an interdisciplinary team of ethicists who ensure the responsible use of AI, anticipate regulations, and promote trust with clients, customers, and communities. In line with this, during the banks Investor Day Conference, chief ... |
| | | | ... superannuation disclosure requirements. Morningstar said the opaque nature of Australia's Portfolio Holdings Disclosure regulations present several hurdles for investors. For instance, the disclosure requirement of simple asset types like bonds is "opaque" ... |
| | | | ... the tax on tobacco by 5% per year for the next three years, starting in September. It will also look to strengthen regulations around e-cigarettes and vaping. Scammers: With scam losses reaching $3.1 billion in 2022, the government will aim to crack ... |
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