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Showing 31 - 40 of 56 results for "Redfern"

ASIC and IAG resolve premium problems

... matching customer data due to limitations of customer database systems. ASIC's Executive Director of Enforcement, Jan Redfern welcomed the early reporting of the problems and irregularities by AIL to ASIC and both organisations have worked closely to ...

ASIC completes wind up of SMSF adviser

... "This case highlights the importance of carefully considering the options when it comes to managing your super," says Redfern.

ASIC winds up managed investment scheme

... should be wary of investing in schemes offering high rates of return," says ASIC executive director of enforcement Jan Redfern.

ASIC nabs SMSF adviser

... superannuation fund, commonly referred to as a 'SMSF' or 'DIY' fund', says ASIC's executive director of enforcement Jan Redfern. ASIC has banned Shaun Oliver White and nine related companies from carrying on a business related to superannuation without ...

ASIC bans SMSF adviser

... involved to establish and maintain a self-managed superannuation funds," says ASIC's executive director of enforcement Jan Redfern. Steve Preston (formerly known as Gordon Charles Folwer) and Manito Pty Ltd, traded as Superannuation Retrieval Services ...

Orders issued against investment scheme manager

... $20 million relating to these loans is still payable to Seabay by Mercorella. ASIC executive director enforcement Jan Redfern says, "ASIC took action to protect investors and to prevent even more people giving Mr Mercorella their money to invest in what ...

ASIC bans financial planner in the west

... take financial advantage of consumers to whom he provided financial services. ASIC executive director of enforcement Jan Redfern warns, "ASIC will take action to ensure that participants in the financial services industry act honestly and with integrity ...

Third operator of early release super scheme punished

... employees who had worked in Australia but had since moved to New Zealand to reside. AISC executive director of enforcement Jan Redfern says, "ASIC has continued to scrutinise schemes promoting the early release of superannuation benefits. Consumers should ...

Zurich gives ASIC and APRA enforceable undertaking

... the individuals of the company who were responsible the misrepresentations. ASIC Executive Director of Enforcement Jan Redfern says "ASIC has accepted this enforceable undertaking to ensure that users of the financial accounts of ZFSA and ZAI are provided ...

ASIC moves against a high-yield investment scheme.

... promises of a high return usually mean there are higher risks involved," says ASIC's executive director of enforcement Jan Redfern.