Search Results | Showing 21 - 30 of 37 results for "Record of Advice" |
| | | ... and related regulators. It is also subject to strict conditions. Conditions include providing clients with a Record of Advice and capping the advice fee at $300. The adviser must also establish that the client is entitled to access their super early ... |
| | | | ... privately-owned wealth management platform established in 2015. Services include managed discretionary accounts, automated record of advice for non-discretionary managed accounts, wholesale managed funds, superannuation and pension portfolios. |
| | | | ... features to help advisers deliver advice to their clients efficiently," said Vincent. The enhancements include: record of advice integration with Xplan, new adviser portfolio tools to enable account model construction and rebalancing and improvements ... |
| | | | ... can help with efficiency, such as with managed portfolios to lessen the statement of advice burden, automatic record of advice generation, direct integration with XPLAN and others - it becomes much easier to manage the compliance process. And to do it ... |
| | | | ... automating compliance and administrative functions, and enabling more timely client portfolio rebalancing and client record of advice generation," Rees-Evans said. WealthO2 was established in 2015, providing managed discretionary account services and ... |
| | | | Colonial First State has introduced a new same day Record of Advice (RoA) generation functionality to FirstNet Adviser, allowing advisers to generate an RoA in as little as 30 minutes. The added functionality comes six months after CFS first launched ... |
| | | | ... advice provided in respect of an MDA must be personal advice and that all annual reviews must be accompanied by a record of advice and may require a statement of advice. Compliant with the update, when recommending MDA's, acting in the best interests ... |
| | | | ... limited MDA or MDA arrangement where they have not been appointed as an investment manager should be issuing a record of advice (RoA) for every portfolio change." As a result, MGP says the most effective and practical solution for advice practices is ... |
| | | | ... said. "One admin example is when a portfolio manager changes a portfolio the adviser doesn't have to supply a record of advice (ROA) to clients. The adviser is not making the decisions or the changes to the investments and as a result don't need to supply ... |
| | | | ... says, "under the traditional, non-discretionary model, that's a very difficult thing to do. They have to do a record of advice for each change in asset allocation, send out the paperwork, the client has to sign it and then they can implement it, and ... |
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