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| | ... insurance and financial advice to the role. Prior to NEOS, Leonard was national manager of operations at Affinia Financial Advisers for two years. Before that, he spent more than eight years in sales and business development roles at TAL. Meanwhile ... |
| | | ... said. Abood said an important aspect of the proposal is recognising core knowledge areas essential for all financial advisers, regardless of their specialty-whether stockbrokers, comprehensive financial advisors, or life insurance specialists. Key areas ... |
| | | ... was "blatant and relatively serious" and occurred during Sweeney's work in the financial services industry. "Financial advisers must act with honesty and integrity in their dealings with clients," ASIC said. "ASIC may ban a financial adviser if it has ... |
| | | ... ignored in this year's Federal Budget. FAAA chief executive Sarah Abood said she is disappointed that while financial advisers continue to struggle with significant cost increases, like many small business operators, calls to the government have been ... |
| | | Proposed changes to the wholesale investor test potentially have sprawling ramifications for financial advisers and is something some experts say will need to be thoroughly nutted out before the government pushes any reforms over the line. Potentially ... |
| | | Investment and financial advisers are coming together to pressure the federal government more than ever to make the profession more sustainable by being flexible in recognising more degrees, the Stockbrokers and Investment Advisers Association (SIAA) ... |
| | | While the US is at the forefront of financial advisers leveraging the best technology available, Australia's advice industry cannot be left behind and should learn from the blueprint it has laid out, investment experts told the Stockbrokers and Investment ... |
| | | ... is the retrospective nature of its operation. "The FAAA is calling for retrospective impact of the CSLR on financial advisers to be resolved," she said. "Government should ensure current compliant financial advisers are not paying for historical failures. ... |
| | | ... of several super funds to adequately monitor and question fee deductions from member accounts being made by financial advisers and licensees. In its review of 10 trustees, ASIC found three trustees don't perform any checks in relation to advice fee ... |
| | | ... Advisory-specific victims to total 2492 complaints at the end of April, which will further exacerbate the costs and levy financial advisers must pay. The Financial Advice Association Australia (FAAA) has slammed the additional costs their members will ... |
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