Search Results | Showing 121 - 130 of 263 results for "Peter Kell" |
| | | ... advertising that might mislead consumers, whether that advertising is on social media or more traditional media," ASIC chair Peter Kell concluded. |
| | | | ... at maximising commission by replacing insurance policies, without valid reason, is unacceptable," ASIC deputy chair Peter Kell said. "It puts clients' coverage at risk and drives costs in the sector, which are ultimately borne by consumers. ASIC will ... |
| | | | ... lesson to any financial advisers committing similarly brazen misconduct: ASIC will ban you," said ASIC deputy chair Peter Kell. This ban forms part of ASIC's wider Wealth Management Project, designed to scrutinise the wealth management activities of ... |
| | | | ... potentially significant risks that a double geared investment strategy might pose to investors," ASIC deputy chair Peter Kell said. "However, given the clear need for better standards, ASIC will continue to monitor the margin lending sector. Should we ... |
| | | | ... down on behaviour like this goes to the heart of maintaining consumer trust and confidence," said ASIC deputy chair Peter Kell. "The banning of Mr Cheung demonstrates ASIC's Wealth Management Project is identifying and tackling this kind of fraudulent ... |
| | | | ... insurance, and they should make sure this cover measures up with our requirements in RG 126," said ASIC deputy chair Peter Kell. "ASIC will follow up with surveillance of advice licensees' PI insurance and if we find problems we will take enforcement ... |
| | | | ... clients ahead of his own when he knew there was a conflict between his and the clients' interests. ASIC deputy chair Peter Kell said financial advisers must put their clients' interests ahead of their own. "Super switching that provides little benefit ... |
| | | | ... Promoted benefits of a product must be consistent with what the product will in practice provide." said ASIC deputy chair Peter Kell. Direct income protection insurance can be sold through advisers and some superannuation funds, but due to increasing ... |
| | | | ... processes to apply discounts, waivers and other concessions involve inherent compliance risks," ASIC deputy chairman Peter Kell said. |
| | | | ... returned to the position they would have held if it were not for the breach occurring at all," said ASIC deputy chair Peter Kell. PSA holders will be issued letters informing them of the current situation. |
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