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Showing 101 - 110 of 459 results for "Office of"

SEC cracks down on fee transparency

KARREN VERGARA  |  FRIDAY, 9 FEB 2018
... currently underway, to ensure firms are appropriately adapting their AML programs to meet regulatory obligations. The SEC's Office of Compliance Inspections and Examinations (OCIE) body has been tasked to carry out these priorities. OCIE director Pete ...

Small advice firms face big data breach penalties

KARREN VERGARA  |  WEDNESDAY, 31 JAN 2018
... independent contractors stealing clients' personal information and that can result in serious harm will be reported to the Office of the Australian Information Commissioner (OAIC), an independent statutory body that monitors privacy and freedom of information. ...

FIIG Securities head of intermediaries departs

ALEX BURKE  |  TUESDAY, 23 JAN 2018
... Stephen Knight and chief financial officer Christine Feldmanis. Knight is also a board member of OneVue, the Australian Office of Financial Management, and is the chairman of the Commonwealth Government Affordable Housing Implementation Taskforce. Feldmanis ...

Global asset manager appoints Aussie managing director

DARREN SNYDER  |  MONDAY, 8 JAN 2018
An investment industry veteran has stepped down from his role as managing director at the Australian office of a US-based multi-affiliate asset manager. His successor has also been named. Prior to the Christmas holidays Gregor Rennie indicated to Affiliated ...

Russell wins consulting mandate from $700m super fund

ALEX BURKE  |  WEDNESDAY, 13 DEC 2017
... members, as well as delivering multi-asset investment strategies in accordance with the commission's needs. Director of the Office of the Superannuation Commission, Adrian Christian, said the commission turned to Russell in large part due to the firm's ...

Link adds DB super fund to admin portfolio

DARREN SNYDER  |  THURSDAY, 7 DEC 2017
... Mercer was the fund's previous administrator. A Tasmanian Government spokesperson confirmed that RBF's trustee, the Office of the Superannuation Commission, has been working with Link and Mercer to make the administration switch in the first quarter ...

Former TCorp executives join FIIG

JAMIE WILLIAMSON  |  TUESDAY, 3 OCT 2017
... Australia and ANZ and brings more than 35 years' experience. Knight is also a board member of OneVue, the Australian Office of Financial Management, and is the chairman of the Commonwealth Government Affordable Housing Implementation Taskforce. Feldmanis ...

Madison FG appoints governance head from ANZ

ALEX BURKE  |  FRIDAY, 29 SEP 2017
... was an associate private wealth adviser. Prior to that, she was a legal officer for merits review and decisions at the Office of the Australian Information Commissioner, a corporate and commercial advice solicitor with Mattila Lawyers and an executive ...

ASIC advances towards telecommunication intercept powers

EMMA RAPAPORT  |  FRIDAY, 21 JUL 2017
... September. Membership of the Taskforce includes senior members of Treasury, ASIC, the Attorney-General's Department and the office of the Commonwealth Director of Public Prosecutions, as well as representatives from industry bodies, consumer groups and ...

Mystery buyer for $800m Aussie bond record

EMMA RAPAPORT  |  THURSDAY, 6 JUL 2017
A single buyer has snapped up all $800 million of Australian government bonds issued by the Australian Office of Financial Management on Wednesday. It is reported to be the largest single purchase of Treasury Bonds based on auction records dating back ...