Search Results | Showing 1 - 10 of 15 results for "Don Nguyen" |
| | ... controls-which came up in the Senate inquiries as one of the issues-and when the bank hired rogue financial planners, such as Mr Don Nguyen," he said, and added that he was "a part of that bank and an important part of that culture." A member of the ... |
| | | ... independent review "was made in relation to Project Hartnett, which dealt with remediating the advice given to customers by Don Nguyen and Anthony Awkar." "There was no obligation under the [CBA Financial Planning enforceable undertaking] CFP EU to remediate ... |
| | | ... Bank of Australia (CBA) businesses only implemented appropriate compensation processes for clients of former advisers Don Nguyen and Anthony Awkar. However, they did not apply the same measures to clients affected by other financial planners' poor advice. ... |
| | | ... Securities and Investments Commission (ASIC) has heard that the Commonwealth Bank (CBA) promoted financial planner Don Nguyen, despite allegations of fraud. Speaking at the inquiry Commonwealth Bank (CBA) wealth management group executive Annabel Spring ... |
| | | ... Financial Planning adviser Jade Zaicew for seven years. Zaicew's banning follows ASIC actions against former CBA advisers Don Nguyen, Ricky Gillespie, Simon Langton, Christopher Baker, Jane Duncan and Anthony Awkar. Zaicew has been banned from engaging ... |
| | | ... advice." The Senate inquiry was prompted by media reports that it had taken 16 months for ASIC to act on CBA adviser Don Nguyen and more than three years to take action against adviser Ricky Gillespie, despite having numerous testimonies from whistleblowers ... |
| | | ... 39-page document offers a detailed account of "the corruption and dishonesty" within CFP. Morris reveals that CFP planner Don Nguyen "was widely known as "Dodgy Don" for years." He added that him and "other crooked planners -and for that matter in-house ... |
| | | ... wellbeing of its customers." The bank also defends its compensation policy to clients affected by financial planner Don Nguyen, despite law firm Maurice Blackburn concerns expressed in a separate submission that clients might not have been properly c ... |
| | | ... compensation to clients affected by inappropriate advice within the bank's financial planning unit given by adviser Don Nguyen. In a submission to the Senate inquiry on the performance of the Australian Securities and Investments Commission (ASIC), the ... |
| | | ... ASIC's role as well. "The inquiry was brought up through frustration, because it took 16 months for ASIC to act on CBA's Don Nguyen and more than three years to act on Ricky Gillespie," Williams said. "We need to ask if they have sufficient powers and ... |
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