Search Results | Showing 1 - 10 of 104 results for %22Office of Enforcement%22 |
| | | ... significant leadership role, particularly with leading the organisational redesign, the delivery of our strategic and enforcement priorities, and the management of ASIC's executive leadership team. "Warren leaves with our full support and his appointment ... |
| | | | ... renewed concern is investment industry surveys revealing fund investment chiefs to be claiming devaluations in unlisted office property are overstated and that they expect minimal further falls," Dunnin said. "These survey results seem out of step with ... |
| | | | ... Whether it's cryptocurrency fraud, or any other financial frauds, if it sounds too good to be true, it probably is. This office and our law enforcement partners will hold perpetrators accountable for these and other fraud schemes." SEC division of ... |
| | | | ... the lack of transparency around how it is calculated. We will continue to work with ASIC, Treasury and the minister's office to support and encourage further changes including the implementation of the improvements to the Industry Funding Model that ... |
| | | | ... a program of work to become a leading data-informed regulator and strengthen our commitment to strong and decisive enforcement of the law," ASIC chair Joe Longo said. "The new commissioners will be powerful advocates for Australian consumers and investors ... |
| | | | ... ASIC's assessment and intelligence team. Bringing skills in audit, remediation, breach management, and policy enforcement, Sequoia said he will "further enhance our compliance efforts." "The new appointments represent a significant milestone for ... |
| | | | ... bank was its highest ever. Additionally, it was noted that this action also represented the first occurrence of an enforcement investigation exposing violations of four PRA Fundamental Rules. "The firm's risk management oversight and practices fell ... |
| | | | ... children, CalPERS said. The vulnerability that led to the breach has been resolved and the matter reported to federal law enforcement, but CalPERS chief executive Marcie Frost said the external breach of information is inexcusable. "Our members deserve ... |
| | | | ... them and put their customers and investors at risk - all in an effort to maximise their own profits," SEC Division of Enforcement director Gurbir S. Grewal said. The SEC alleges that, while Zhao and Binance publicly claimed that US customers were restricted ... |
| | | | ... accuracy of information available to the market," ASIC said. "ASIC will continue to identify non-compliance and take enforcement action where necessary." Nevertheless, ASIC added that it recognised that covered short selling, when carried out within ... |
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