Search Results | Showing 1 - 10 of 176 results for "Statements of Advice" |
| | | ... clients' interests and her own interests as she was the recipient of several loans from the scheme. Further, the Statements of Advice provided by Anderson were found to be non-compliant, lacking additional disclosures around costs and benefits lost because ... |
| | | | ... Minister for financial services Stephen Jones has confirmed the government remains committed to removing Statements of Advice and the Safe Harbour Steps, as well as accelerating changes to education requirements to meet increased demand for advice. Speaking ... |
| | | | ... satisfaction, this is however, lower than the 69% reported in last year's survey. The QAR recommended that Statements of Advice (SoAs) should be replaced with an advice record that is more fit-for-purpose. However, in the first tranche of legislating ... |
| | | | ... opportunity to have deferred implementing key recommendations on abolishing the Safe Harbour Steps and simplifying Statements of Advice, which would achieve the most in reducing the regulatory cost burden on financial advice," he said. |
| | | | ... advice firm, Enlightened Financial Solutions, planning to leverage its digital capabilities, such as video Statements of Advice (SoA). The deal aligns with Viridian's strategy to partner with top-tier advisers, underscoring a shared focus on digital ... |
| | | | ... streamlined fee consent was positive, while 6% said it has no impact, and 9% weren't sure. Regarding Statements of Advice only being provided on request, 57% found it a positive, 18% said it would have no impact, 10% saw it as a negative, and 15% ... |
| | | | ... It now has about 400 advisers. Overall, wealth revenues were up 17% to $18.1 million, and more than 25,000 Statements of Advice and Records of Advice were delivered to clients over the year. In terms of ongoing remediation efforts, as at June end $505 ... |
| | | | ... form, and the requirement to provide a fee disclosure statement will be removed, as per Recommendation 8. Statements of Advice (SoAs) will be replaced with an advice record that is more fit-for-purpose, with consultation to determine the final design ... |
| | | | ... adviser did not act in the best interests of clients, failed to provide appropriate advice, and gave defective statements of advice to clients that contained numerous misleading statements and omissions. The regulator further alleged Vick had a business ... |
| | | | ... TIQK, a startup that provided an automated and objective assessment of financial advice, promising to audit Statements of Advice within a matter of seconds. Founded by Lane Cipriani in 2016 and led by Steve Brown as chief executive between 2019 and 2021 ... |
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